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electroCore, Inc. — Director's Dealing 2019
Jan 17, 2019
34720_dirs_2019-01-17_e481a6a6-6489-4117-a3cb-a7d5b9fa7242.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2019-01-15
Reporting Person: Errico Joseph P (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-15 | Common Stock | S | 22349 | $4.90 | Disposed | 610000 | Direct |
| 2019-01-16 | Common Stock | S | 19810 | $4.89 | Disposed | 590190 | Direct |
| 2019-01-17 | Common Stock | S | 7841 | $4.84 | Disposed | 582349 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 69444 | Indirect |
| Common Stock | 55729 | Indirect |
| Common Stock | 111318 | Indirect |
| Common Stock | 50498 | Indirect |
| Common Stock | 419789 | Indirect |
| Common Stock | 15576 | Indirect |
| Common Stock | 25473 | Indirect |
| Common Stock | 382607 | Indirect |
Footnotes
F1: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.11 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 15, 2019.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.97 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 16, 2019.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $4.95 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 17, 2019.