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electroCore, Inc. — Director's Dealing 2019
Apr 1, 2019
34720_dirs_2019-04-01_7428e6ec-7d10-4c63-9a24-21585b8bca9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2019-03-28
Reporting Person: Staats Peter S. (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-28 | Common Stock | A | 8976 | $0.00 | Acquired | 163612 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-28 | Stock Option (Right to Buy) | $7.52 | A | 47000 | Acquired | Common Stock (47000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6597 | Indirect |
| Common Stock | 12843 | Indirect |
| Common Stock | 237825 | Indirect |
| Common Stock | 55542 | Indirect |
Footnotes
F1: On March 28, 2019, the Reporting Person was granted 8,976 shares of restricted stock and options to purchase 47,000 shares of Common Stock of the Issuer. 50% of the restricted stock and the options vest on December 31, 2019, and the remainder vests in equal annual installments over the succeeding two-year period
F2: The options have an expiration date one year after the termination or expiration of the Letter Agreement, dated as of March 28, 2019, between the Reporting Person and the Issuer.
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