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electroCore, Inc. Director's Dealing 2019

Apr 1, 2019

34720_dirs_2019-04-01_7428e6ec-7d10-4c63-9a24-21585b8bca9f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2019-03-28

Reporting Person: Staats Peter S. (Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-28 Common Stock A 8976 $0.00 Acquired 163612 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-28 Stock Option (Right to Buy) $7.52 A 47000 Acquired Common Stock (47000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6597 Indirect
Common Stock 12843 Indirect
Common Stock 237825 Indirect
Common Stock 55542 Indirect

Footnotes

F1: On March 28, 2019, the Reporting Person was granted 8,976 shares of restricted stock and options to purchase 47,000 shares of Common Stock of the Issuer. 50% of the restricted stock and the options vest on December 31, 2019, and the remainder vests in equal annual installments over the succeeding two-year period

F2: The options have an expiration date one year after the termination or expiration of the Letter Agreement, dated as of March 28, 2019, between the Reporting Person and the Issuer.