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electroCore, Inc. — Director's Dealing 2019
Apr 3, 2019
34720_dirs_2019-04-03_2a030f30-a028-4bac-ab24-d9e0192333f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2019-04-01
Reporting Person: Amato Francis R. (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Stock Option (Right to Buy) | $6.72 | A | 307125 | Acquired | 2029-04-01 | Common Stock (307125) | Direct |
| 2019-04-01 | Restricted Stock Units | $0.00 | A | 74404 | Acquired | Common Stock (74404) | Direct |
Footnotes
F1: On April 1, 2019, the Reporting Person was granted 307,125 options to purchase shares of Common Stock of the Issuer, with 25% of such options vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.
F2: Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.
F3: On April 1, 2019, the Reporting Person was granted 74,404 RSUs under the Issuer's 2018 Omnibus Equity Incentive Plan, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.