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electroCore, Inc. Director's Dealing 2019

Apr 3, 2019

34720_dirs_2019-04-03_2a030f30-a028-4bac-ab24-d9e0192333f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2019-04-01

Reporting Person: Amato Francis R. (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-01 Stock Option (Right to Buy) $6.72 A 307125 Acquired 2029-04-01 Common Stock (307125) Direct
2019-04-01 Restricted Stock Units $0.00 A 74404 Acquired Common Stock (74404) Direct

Footnotes

F1: On April 1, 2019, the Reporting Person was granted 307,125 options to purchase shares of Common Stock of the Issuer, with 25% of such options vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

F2: Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F3: On April 1, 2019, the Reporting Person was granted 74,404 RSUs under the Issuer's 2018 Omnibus Equity Incentive Plan, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.