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electroCore, Inc. Director's Dealing 2018

Jun 21, 2018

34720_dirs_2018-06-21_941b24ce-3b69-48a5-852e-fa1dc012c08a.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2018-06-21

Reporting Person: Errico Joseph P (Director, Chief Science/Strategy Officer, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	632349	Direct
Common Stock	69444	Indirect
Common Stock	55729	Indirect
Common Stock	111318	Indirect
Common Stock	50498	Indirect
Common Stock	419789	Indirect
Common Stock	15576	Indirect
Common Stock	25473	Indirect
Common Stock	382607	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$15.00	2028-06-22	Common Stock (530851)		Direct
Warrant	$12.60	2021-06-29	Common Stock (3671)		Indirect

Footnotes

F1: 25% of the options vest on January 1, 2019, and the balance of the remaining options vest in quarterly installments over the next three years.