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electroCore, Inc. Director's Dealing 2018

Jun 21, 2018

34720_dirs_2018-06-21_9c0b3ca0-e492-46de-a7b7-0d88152f5ff8.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: electroCore, Inc. (ECOR)
CIK: 0001560258
Period of Report: 2018-06-21

Reporting Person: Errico Thomas J. (Director, 10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 456651 Direct
Common Stock 19454 Indirect
Common Stock 79785 Indirect
Common Stock 104956 Indirect
Common Stock 13076 Indirect
Common Stock 275939 Indirect
Common Stock 68632 Indirect
Common Stock 135333 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $15.00 2028-06-22 Common Stock (4402) Direct
Warrant $12.60 2021-06-29 Common Stock (10417) Indirect

Footnotes

F1: 25% of the options vest on January 1, 2019, and the balance of the remaining options vest in quarterly installments over the next three years.