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Elbit Systems

Environmental & Social Information May 29, 2024

6762_rns_2024-05-29_7a1ed865-7bbe-421b-8d02-90c0b257631d.pdf

Environmental & Social Information

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Elbit Systems Ltd. Conflict Minerals Report For the Year Ended December 31, 2023 In Accordance with Rule 13p-1 under the Securities Exchange Act of 1934

A. Introduction

This Conflict Minerals Report (this "Report") of Elbit Systems Ltd. (together with its wholly-owned subsidiaries, "Elbit Systems" or "we") for the year ended December 31, 2023 is presented to comply with Rule 13p-1 (the "CM Rule") under the Securities Exchange Act of 1934.

The CM Rule was adopted by the U.S. Securities and Exchange Commission ("SEC") to implement reporting and disclosure requirements related to "conflict minerals" under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Pursuant to Section 1502, publicly traded companies, such as Elbit Systems, must report to the SEC whether "conflict minerals" (tantalum, tin, tungsten and gold) ("3TG") originating in the Democratic Republic of Congo ("DRC") or adjoining countries (Angola, Burundi, The Central African Republic, The Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia) (the "Covered Countries") are present in the products the company manufactures or contracts to manufacture, if any of the 3TG is necessary to the functionality or production of such products. The CM Rule was adopted because the sale of 3TG mined in the Covered Countries has funded armed conflicts in that region, and those conflicts have led to numerous human rights abuses and atrocities.

Unless otherwise defined herein, the terms used in this Report have the meanings ascribed to them in the CM Rule, Form SD and SEC Release No. 34-67716 issued by the SEC in 2012.

B. Company Overview

Elbit Systems is an international high technology company engaged in a wide range of programs throughout the world, primarily in the defense and homeland security arenas. We develop and supply a broad portfolio of airborne, land and naval systems and products for defense, homeland security and commercial applications. Our systems and products are installed on new platforms, and we also perform comprehensive platform modernization programs. In addition, we provide a range of training and support services. Our major activities include: military aircraft and helicopter systems; commercial aviation systems and aerostructures; unmanned aircraft systems (UAS); flight academy solutions, electrooptic, night vision, high power energy solutions and countermeasures systems; naval systems; land vehicle systems; munitions; command, control, communications, computer, intelligence, surveillance and reconnaissance (C4ISR) and cyber systems; electronic warfare and signal intelligence systems; and other commercial activities.

Elbit Systems reports segment information in five segments. Elbit Systems' segments are organized based on a combination of the nature of products and services offered, together with a geographic segment.

Elbit Systems' five reportable segments are:

  • Aerospace mainly provides products and systems for airborne platforms, unmanned aerial solutions, precision guided munition (PGM) sensors, aerostructures, training and simulators systems as well as commercial aviation systems.
  • C4I and Cyber mainly provides C4ISR systems, data links and radio communication systems and equipment, cyber intelligence solutions, autonomous solutions and homeland security solutions.
  • Intelligence, Surveillance, Target Acquisition and Reconnaissance (ISTAR) and Electronic Warfare (EW) – mainly provides a wide range of electro-optic and laser systems and products and also provides a wide range of EW systems and SIGINT systems.
  • Land mainly provides land-based systems and products for armored and other military vehicles, artillery and mortar systems, munitions for land, air and sea applications including PGM, armored vehicle and other platforms' survivability and protection systems.
  • Elbit Systems of America (ESA) mainly provides products and systems solutions principally to U.S. military, foreign military sales (FMS/FMF), homeland security (HLS), medical instrumentation and commercial aviation customers.

C. Applicability of the CM Rule to Elbit Systems

Elbit Systems designs, develops and manufactures a broad portfolio of sophisticated products and systems in numerous programs for our customers around the world. Such products and systems often include a range of electronic components. We purchase these components from a supply chain consisting of thousands of suppliers and/or manufacturers. We collect 3TG information from our suppliers, primarily first-tier manufacturers (i.e., manufacturers contracting directly with us) of the products or components supplied to us. Through this information and our own material engineering analyses we have determined 3TG are necessary to the functionality or production of a number of our products. Therefore, we are required to make a filing pursuant to the CM Rule because we manufacture certain products for which elements of 3TG are necessary to the product's functionality or production.

We do not directly source any 3TG from mines, smelters or refiners, and we believe that in most cases we are many levels removed from these supply chain participants and therefore have limited influence over them. Furthermore, because of the depth, geographic diversity and ongoing changes in our supply chain, and due to competitive factors, we often have significant challenges in identifying the full supply chain from information provided by our direct suppliers. However, through the efforts described in this Report, we take measures so that our suppliers meet the expectations of our Conflict Minerals Compliance Policy, which is described below.

D. Conflict Minerals Compliance Policy

Elbit Systems' policy is to use "conflict free" 3TG in our products, and we support industry actions to increase supply chain transparency to facilitate the ability of companies to source conflict free 3TG. Our Conflict Minerals Compliance Policy is published on our website at: www.elbitsystems.com.

Pursuant to our Conflict Minerals Compliance Policy, and as further described in this Report, we are taking measures to meet the applicable reporting obligations under the CM Rule and to enhance our supply chain due diligence and internal controls relating to 3TG. We are committed to sourcing materials from companies that share our values with respect to human rights, ethics and environmental responsibility. These supply chain values are reflected in our Supplier Code of Conduct, which can be found on our website. Our policy relating to conflict minerals is an important part of our overall practices regarding responsible supply chain management and is reflected in our Supplier Code of Conduct.

Elbit Systems periodically publishes additional information about our commitment to responsible sourcing and engagement with our suppliers and other stakeholders in our Social Sustainability Report, which includes an overview of our activities in the areas of ethics, corporate governance, environmental compliance, fair employment and support for our local communities. The Social Sustainability Report is published on our website.

E. Overview of the Company's Conflict Minerals Program and Reasonable Country of Origin Inquiry ("RCOI") for 2023

As part of our commitment to responsible sourcing, human rights and sustainability, it is our goal that the 3TG in our products should not, directly or indirectly, finance or benefit armed groups in the Covered Countries. Our efforts with respect to 3TG are aligned to the work of the Responsible Minerals Initiative ("RMI"), and we strive to improve the traceability in our supply chain.

Elbit Systems has a Conflict Minerals Compliance and Management Review Team (the "CM Team") that supports compliance with the CM Rule, performs the RCOI and reports on conflict minerals. The multi-disciplinary CM Team consists of specially designated personnel from our supply chain management, quality assurance, materials engineering, and legal department. The CM Team is supported by outsourced services from specialists in the conflict minerals compliance and RCOI process.

We rely on our suppliers to provide information on the origin of 3TG contained in components and parts included in our products. The identification of suppliers that are relevant to us under the CM Rule involves different geographic regions, business areas and production sites throughout our organization. The CM Team plays a leading role in coordinating the supplier identification efforts. Suppliers who were identified to be relevant for our RCOI process in 2023 were identified on the basis of criteria such as the level of supply chain activities with such supplier and the likelihood that the items furnished by the supplier contain 3TG. The processes performed and described in this Report cover more than 95% of our worldwide supply chain activities relevant to 3TG.

In our annual RCOI process for 2023, we reviewed suppliers identified to be relevant under the above-mentioned identification criteria in an effort to determine the origin of the 3TG in our products. We analyzed and followed up with inquiries as we deemed appropriate where the analysis of our survey results indicated further information may be desirable. We do not have a direct relationship with 3TG smelters and refiners, and we do not perform or direct audits of these entities within our supply chain.

We utilized reporting templates and databases, such as approved smelter and refiner lists of 3TG industry initiatives such as the RMI, which is aligned with the Global e-Sustainability Initiative (GeSI) and the Electronic Industry Citizenship Coalition (EICC).

F. Conflict Minerals Program Design

Our RCOI activities and other 3TG-related activities are consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten (the "OECD Guidance"). The design of our due diligence process, including our RCOI, conforms substantially to the OECD Guidance as it relates to "downstream" purchasers of products and components. These processes are described below under subheadings corresponding to the five-step framework of the OECD Guidance.

Step 1 - Establish Strong Company Management Systems

As mentioned above, we have a dedicated CM Team. This Team is responsible for implementing our due diligence activities, reporting on 3TG in compliance with the CM Rule and informing senior managers and our board of directors about matters relating to our conflict minerals compliance. Our compliance policies include, but are not limited to, our Code of Business Conduct and Ethics and our Supplier Code of Conduct, which set forth expected behavior for all our employees and our supply chain. The Supplier Code of Conduct includes provisions relating to conflict minerals compliance and is integrated as a standard supplement into our supplier agreements.

We have internal Conflict Minerals Compliance Guidelines that set out the activities to be taken in our due diligence process. Moreover, as indicated above, we have a published company-wide Conflict Minerals Compliance Policy.

In 2023, identification of smelters and refiners in our supply chain was made through the use of due diligence tools, including those created by the RMI such as the EICC/GeSI Conflict Minerals Reporting Template (the "Template"). The Template is a supply chain survey designed to identify, among other 3TG-related information, the smelters and refiners that process the necessary 3TG contained in our supply chain. The information from our suppliers, in combination with information from the RMI, helps us to obtain information on the origin of the 3TG processed in our supply chain. Data obtained was reviewed and analyzed by us and is retained in our company records for the five-year period required by the CM Rule.

While our principal purchasing activities were conducted through our facilities in Israel and the U.S., during 2023 our activities also included 3TG compliance processes at our subsidiaries located in other countries, including RCOI and training activities.

We have grievance mechanisms under which employees and suppliers can report violations of our policies. This includes a whistleblower process for the reporting of alleged violations of laws or our Code of Business Conduct and Ethics, including issues relating to corruption, involving questionable accounting or auditing matters or which otherwise may seriously affect significant interests of Elbit Systems. This process is overseen by the Elbit Systems Chief Ethics Officer and by the Chair of the Audit and Financial Statements Review Committee of the Elbit Systems Board of Directors. Our Conflict Minerals Compliance Policy and our Supplier Code of Conduct also contain reporting mechanisms for reports to applicable Elbit Systems' management personnel.

Step 2 - Identification and Assessment of Risks in the Supply Chain

Our CM Team leads a process to identify and assess 3TG-related risks. We attempt to focus this process on the most relevant level in our 3TG supply chain, which is the smelters and refiners. As stated above, we require our suppliers to provide identification information relating to smelters and refiners in our supply chain.

During 2023, suppliers meeting our applicable 3TG criteria were requested by us to provide information on 3TG in their supply chains through completing and submitting the Template. Suppliers were provided with support material, including the generally available RMI instructions and training illustrating the use of the tool that is available on RMI's website. To support the quality of the response and a high response rate, the responses received were analyzed on an ongoing basis and followed up as deemed appropriate by members of the CM Team. Supplier responses were reviewed against risk level criteria developed or utilized by us to determine: (1) the risk level applicable to the supplier regarding 3TG and (2) which responses require further engagement with our suppliers, such as when the responses from suppliers were incomplete. Certain suppliers were contacted via e-mail or telephone to improve the quality of responses and increase the response rate.

Step 3 - Design and Implementation of a Strategy to Respond to Identified Risks

Under the third step of the OECD Guidance framework companies are encouraged to design and implement a strategy to respond to identified risks. Our due diligence is an ongoing process, both proactive and reactive, where suppliers are evaluated against our conflict mineral risk categories on a continuous basis to facilitate conflict mineral compliance in the suppliers' processes.

Our due diligence process categorizes suppliers' responses regarding 3TG under one of the following six conflict mineral risk categories ("DRC or an adjoining country" has the same meaning in this context as "Covered Countries"):

    1. No 3TG 3TG is not intentionally added to the product and not necessary to the production of the product.
    1. Free/Not From DRC The 3TG being used in the product do not originate from the DRC or an adjoining country.
    1. Active/Conformant The 3TG being used in the product originate from the DRC or an adjoining country; however, the smelters and refiners have been designated as "conformant" (formerly "complaint") or "active" by the RMI under its Responsible Minerals Assurance Process ("RMAP").
    1. Undetermined/Not from DRC The 3TG being used in the product do not originate from the DRC or an adjoining country, but to date the supplier has not provided complete information on all of its sources of supply.
    1. Undetermined/from DRC The 3TG being used in the product originate from the DRC or an adjoining country; however, the smelters and refiners have been designated as "conformant" or "active" under the RMAP, and to date the supplier has not provided complete information on all of its sources of supply.
    1. Undefined from DRC The 3TG being used in the product originate from the DRC or an adjoining country, and the smelters and refiners have not been designated as "conformant" or "active" under the RMAP.

During 2023, we used this risk-based approach and followed up with suppliers.

We continuously worked to improve our due diligence processes with respect to 3TG, mainly focusing on the quality of data received from suppliers surveyed. This included communication and collaboration with suppliers for purposes of improving the response rate of surveyed suppliers and improving the reliability and quality of the information provided. It also included follow-up communications with suppliers regarding RCOI issues.

Step 4 - Carry Out Independent Third Party Audit of Supply Chain Due Diligence and Identification Points in the Supply Chain

In the fourth step we focus on review of smelters' and refiners' 3TG practices. Since, as mentioned above, there are generally many tiers of suppliers between Elbit Systems and the smelters and refiners in the supply chain, we have not performed our own audits of smelters or refiners.

We reviewed the data received from our suppliers with respect to smelters and refiners and compared such information against the lists of facilities that have received either an "active" or "conformant" designation from the RMI or otherwise appeared on the RMI's Smelter Reference List.

Although we are not currently required to conduct an Independent Private Sector Audit under the CM Rule, we continue to take steps, to improve our RCOI processes on an ongoing basis.

Step 5 - Report on Supply Chain Due Diligence

In compliance with the fifth step of reporting on supply chain due diligence, and in accordance with the CM Rule, during 2023 we continued to make our Conflict Minerals Report available on our website.

G. 2023 Conflict Minerals Program Results

For the calendar year 2023, our due diligence was conducted at the supplier level, mainly first-tier manufacturers. The response rate among suppliers surveyed exceeded 75%. Among the supplier responses, we identified 347 smelters or refiners as listed in Annex 1 hereto, as potential sources of 3TG that were reported to be in the supply chain through the end of the 2023 calendar year, that were designated by RMI as "active" or "conformant" or otherwise appeared on the RMI's Smelter Reference List.

We believe that the facilities that may have been used to process the 3TG in Elbit Systems' products in 2023 include the smelters and refiners listed in Annex 1 hereto. There were also a few additional potential high risk smelters for which we continued our RCOI review.

H. Future Activities

We are continuing to refine and expand the list of participating smelters and refiners. We believe that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the locations of origin of the 3TG in our supply chain.

During 2024, we plan to continue to review and evolve our due diligence and RCOI processes with respect to 3TG. During 2024 we expect to: (1) evaluate possible further updates of our Conflict Mineral Compliance Policy and Guidelines; (2) continue to followup on incomplete or unreceived responses from suppliers; (3) further develop the collaboration with suppliers for purposes of continued improvement of the supplier response rate and the reliability and quality of information provided; (4) further refine the criteria for our due diligence and supplier selection processes; (5) further enhance our internal control processes and activities; (6) continue to enhance our RCOI process with our new Enterprise Resources Planning ("ERP") system where applicable; (7) expand our awareness activities; (8) continue expansion of our RCOI activities to parts of our organization worldwide; and (9) continue to take mitigating steps with respect to high risk suppliers.

I. Forward Looking Statements

Certain of the matters discussed in this Report, including in particular our due diligence processes and future activities, include forward-looking statements. Readers of this Report are cautioned that our forward-looking statements are not guarantees of our future actions, which may differ materially from the expectations expressed in the forward-looking statements. We expressly disclaim a duty to provide updates to these forward-looking statements after the date of this filing to reflect events or changes in circumstances or changes in expectations or the occurrence of unanticipated events.

The information included on our website and other materials referenced in this Report is not incorporated by reference in this Report.

Annex 1

List of Smelters and Refiners

RMI Smelter
Identification
Metal Smelter Name Smelter Country
CID000015 Gold Advanced Chemical Company UNITED STATES OF
AMERICA
CID000019 Gold Aida Chemical Industries Co.,
Ltd.
JAPAN
CID000035 Gold Agosi AG GERMANY
CID000041 Gold Almalyk
Mining and
Metallurgical Complex (AMMC)
UZBEKISTAN
CID000058 Gold AngloGold Ashanti Corrego do
Sitio Mineracao
BRAZIL
CID000077 Gold Argor-Heraeus S.A. SWITZERLAND
CID000082 Gold Asahi Pretec Corp. JAPAN
CID000090 Gold Asaka Riken Co., Ltd. JAPAN
CID000103 Gold Atasay Kuyumculuk Sanayi Ve
Ticaret A.S.
TURKEY
CID000113 Gold Aurubis AG GERMANY
CID000128 Gold Bangko Sentral ng Pilipinas
(Central Bank of the
PHILIPPINES
CID000157 Gold Philippines)
Boliden Ronnskar
SWEDEN
CID000176 Gold C. Hafner GmbH + Co. KG GERMANY
CID000180 Gold Caridad MEXICO
CID000185 Gold CCR Refinery -
Glencore
Canada Corporation
CANADA
CID000189 Gold Cendres + Metaux S.A. SWITZERLAND
CID000197 Gold Yunnan Copper Industry Co.,
Ltd.
CHINA
CID000233 Gold Chimet S.p.A. ITALY
CID000264 Gold Chugai Mining JAPAN
CID000343 Gold Daye Non-Ferrous Metals
Mining Ltd.
CHINA
CID000359 Gold DSC (Do Sung Corporation) REPUBLIC OF KOREA
CID000401 Gold Dowa JAPAN
CID000425 Gold Eco-System Recycling Co., Ltd.
East Plant
JAPAN
CID000493 Gold JSC Novosibirsk Refinery RUSSIAN FEDERATION
CID000522 Gold Refinery of Seemine Gold Co.,
Ltd.
CHINA
CID000651 Gold Guoda Safina High-Tech
Environmental Refinery Co.,
CHINA
CID000671 Gold Ltd.
Hangzhou Fuchunjiang
Smelting Co., Ltd.
CHINA
CID000689 Gold LT Metal Ltd. REPUBLIC OF KOREA
CID000694 Gold Heimerle + Meule GmbH GERMANY
CID000707 Gold Heraeus Metals Hong Kong Ltd. CHINA
CID000711 Gold Heraeus Germany GmbH Co.
KG
GERMANY
CID000767 Gold Hunan Chenzhou Mining Co.,
Ltd.
CHINA
CID000773 Gold Hunan Guiyang yinxing
Nonferrous Smelting Co., Ltd.
CHINA
CID000778 Gold HwaSeong CJ CO., LTD. REPUBLIC OF KOREA
CID000801 Gold Inner Mongolia Qiankun
Gold
and Silver Refinery Share Co.,
CHINA
CID000807 Gold Ltd.
Ishifuku Metal Industry Co.,
Ltd.
JAPAN
CID000814 Gold Istanbul Gold Refinery TURKEY
CID000823 Gold Japan Mint JAPAN
CID000855 Gold Jiangxi Copper Co., Ltd. CHINA
CID000920 Gold Asahi Refining USA Inc. UNITED STATES OF
AMERICA
CID000924 Gold Asahi Refining Canada Ltd. CANADA
CID000927 Gold JSC Ekaterinburg Non-Ferrous
Metal Processing Plant
RUSSIAN FEDERATION
CID000929 Gold JSC Uralelectromed RUSSIAN FEDERATION
CID000937 Gold JX Nippon Mining & Metals Co.,
Ltd.
JAPAN
CID000956 Gold Kazakhmys Smelting LLC KAZAKHSTAN
CID000957 Gold Kazzinc KAZAKHSTAN
CID000969 Gold Kennecott Utah Copper LLC UNITED STATES OF
AMERICA
CID000981 Gold Kojima Chemicals Co., Ltd. JAPAN
CID001029 Gold Kyrgyzaltyn JSC KYRGYZSTAN
CID001032 Gold L'azurde Company For Jewelry SAUDI ARABIA
CID001056 Gold Lingbao Gold Co., Ltd. CHINA
CID001058 Gold Lingbao Jinyuan Tonghui
Refinery Co., Ltd.
CHINA
CID001078 Gold LS MnM Inc. REPUBLIC OF KOREA
CID001093 Gold Luoyang Zijin Yinhui Gold
Refinery Co., Ltd.
CHINA
CID001113 Gold Materion UNITED STATES OF
AMERICA
CID001119 Gold Matsuda Sangyo Co., Ltd. JAPAN
CID001147 Gold Metalor Technologies (Suzhou)
Ltd.
CHINA
CID001149 Gold Metalor Technologies (Hong
Kong) Ltd.
CHINA
CID001152 Gold Metalor Technologies
(Singapore) Pte., Ltd.
SINGAPORE
CID001153 Gold Metalor Technologies S.A. SWITZERLAND
CID001157 Gold Metalor USA Refining
Corporation
UNITED STATES OF
AMERICA
CID001161 Gold Metalurgica Met-Mex Penoles
S.A. De C.V.
MEXICO
CID001188 Gold Mitsubishi Materials
Corporation
JAPAN
CID001193 Gold Mitsui Mining and Smelting Co.,
Ltd.
JAPAN
CID001204 Gold Moscow Special Alloys
Processing Plant
RUSSIAN FEDERATION
CID001220 Gold Nadir Metal Rafineri San. Ve
Tic. A.S.
TURKEY
CID001236 Gold Navoi Mining and Metallurgical
Combinat
UZBEKISTAN
CID001259 Gold Nihon Material Co., Ltd. JAPAN
CID001325 Gold Ohura Precious Metal Industry
Co., Ltd.
JAPAN
CID001326 Gold OJSC "The Gulidov Krasnoyarsk
Non-Ferrous Metals Plant"
RUSSIAN FEDERATION
CID001352 Gold (OJSC Krastsvetmet)
MKS PAMP SA
SWITZERLAND
CID001362 Gold Penglai Penggang Gold
Industry Co., Ltd.
CHINA
CID001386 Gold Prioksky
Plant of Non-Ferrous
Metals
RUSSIAN FEDERATION
CID001397 Gold PT Aneka Tambang (Persero)
Tbk
INDONESIA
CID001498 Gold PX Precinox S.A. SWITZERLAND
CID001512 Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA
CID001534 Gold Royal Canadian Mint CANADA
CID001546 Gold Sabin Metal Corp. UNITED STATES OF
AMERICA
CID001555 Gold Samduck Precious Metals REPUBLIC OF KOREA
CID001562 Gold Samwon Metals Corp. REPUBLIC OF KOREA
CID001585 Gold SEMPSA Joyeria Plateria S.A. SPAIN
CID001619 Gold Shandong Tiancheng Biological
Gold Industrial Co., Ltd.
CHINA
CID001622 Gold Shandong Zhaojin Gold &
Silver Refinery Co., Ltd.
CHINA
CID001736 Gold Sichuan Tianze Precious Metals
Co., Ltd.
CHINA
CID001756 Gold SOE Shyolkovsky
Factory of
Secondary Precious Metals
RUSSIAN FEDERATION
CID001761 Gold Solar Applied Materials
Technology Corp.
TAIWAN
CID001798 Gold Sumitomo Metal Mining Co.,
Ltd.
JAPAN
CID001810 Gold Super Dragon Technology Co.,
Ltd.
TAIWAN
CID001875 Gold Tanaka Kikinzoku Kogyo K.K. JAPAN
CID001909 Gold Great Wall Precious Metals Co.,
Ltd. of CBPM
CHINA
CID001916 Gold Shandong Gold Smelting Co.,
Ltd.
CHINA
CID001938 Gold Tokuriki Honten Co., Ltd. JAPAN
CID001947 Gold Tongling
Nonferrous Metals
Group Co., Ltd.
CHINA
CID001955 Gold Torecom REPUBLIC OF KOREA
CID001980 Gold Umicore S.A. Business Unit
Precious Metals Refining
BELGIUM
CID001993 Gold United Precious Metal Refining,
Inc.
UNITED STATES OF
AMERICA
CID002003 Gold Valcambi S.A. SWITZERLAND
CID002030 Gold Western Australian Mint (T/a
The Perth Mint)
AUSTRALIA
CID002100 Gold Yamakin Co., Ltd. JAPAN
CID002129 Gold Yokohama Metal Co., Ltd. JAPAN
CID002224 Gold Zhongyuan Gold Smelter of
Zhongjin
Gold Corporation
CHINA
CID002243 Gold Gold Refinery of Zijin Mining
Group Co., Ltd.
CHINA
CID002282 Gold Morris and Watson NEW ZEALAND
CID002290 Gold SAFINA A.S. CZECHIA
CID002312 Gold Guangdong Jinding Gold
Limited
CHINA
CID002314 Gold Umicore Precious Metals
Thailand
THAILAND
CID002509 Gold MMTC-PAMP India Pvt., Ltd. INDIA
CID002511 Gold KGHM Polska Miedz Spolka
Akcyjna
POLAND
CID002516 Gold Singway Technology Co., Ltd. TAIWAN
CID002525 Gold Shandong Humon
Smelting
Co., Ltd.
CHINA
CID002527 Gold Shenzhen Zhonghenglong Real
Industry Co., Ltd.
CHINA
CID002560 Gold Al Etihad Gold Refinery DMCC UNITED ARAB
EMIRATES
CID002561 Gold Emirates Gold DMCC UNITED ARAB
EMIRATES
CID002562 Gold International Precious Metal
Refiners
UNITED ARAB
EMIRATES
CID002563 Gold Kaloti Precious Metals UNITED ARAB
EMIRATES
CID002580 Gold T.C.A S.p.A ITALY
CID002582 Gold REMONDIS PMR B.V. NETHERLANDS
CID002584 Gold Fujairah Gold FZC UNITED ARAB
EMIRATES
CID002587 Gold Industrial Refining Company BELGIUM
CID002588 Gold Shirpur Gold Refinery Ltd. INDIA
CID002605 Gold Korea Zinc Co., Ltd. REPUBLIC OF KOREA
CID002606 Gold Marsam Metals BRAZIL
CID002615 Gold TOO Tau-Ken-Altyn KAZAKHSTAN
CID002708 Gold Abington Reldan Metals, LLC UNITED STATES OF
AMERICA
CID002750 Gold Shenzhen CuiLu Gold Co., Ltd. CHINA
CID002760 Gold Albino Mountinho Lda. PORTUGAL
CID002761 Gold SAAMP FRANCE
CID002762 Gold L'Orfebre S.A. ANDORRA
CID002763 Gold 8853 S.p.A. ITALY
CID002765 Gold Italpreziosi ITALY
CID002778 Gold WIELAND Edelmetalle GmbH GERMANY
CID002779 Gold Ogussa Osterreichische Gold
und Silber-Scheideanstalt
AUSTRIA
CID002850 Gold GmbH
AU Traders and Refiners
SOUTH AFRICA
CID002852 Gold GGC Gujrat Gold Centre Pvt.
Ltd.
INDIA
CID002853 Gold Sai Refinery INDIA
CID002857 Gold Modeltech Sdn Bhd MALAYSIA
CID002863 Gold Bangalore Refinery INDIA
CID002865 Gold Kyshtym Copper-Electrolytic
Plant ZAO
RUSSIAN FEDERATION
CID002867 Gold Degussa Sonne / Mond
Goldhandel GmbH
GERMANY
CID002872 Gold Pease & Curren UNITED STATES OF
AMERICA
CID002893 Gold JALAN & Company INDIA
CID002918 Gold SungEel HiMetal Co., Ltd. REPUBLIC OF KOREA
CID002919 Gold Planta Recuperadora de
Metales SpA
CHILE
CID002920 Gold ABC Refinery Pty Ltd. AUSTRALIA
CID002973 Gold Safimet S.p.A ITALY
CID003153 Gold State Research Institute Center
for Physical Sciences and
LITHUANIA
CID003186 Gold Technology
Gold Coast Refinery
GHANA
CID003189 Gold NH Recytech Company REPUBLIC OF KOREA
CID003324 Gold QG Refining, LLC UNITED STATES OF
AMERICA
CID003348 Gold Dijllah Gold Refinery FZC UNITED ARAB
EMIRATES
CID003382 Gold CGR Metalloys Pvt Ltd. INDIA
CID003383 Gold Sovereign Metals INDIA
CID003424 Gold Eco-System Recycling Co., Ltd.
North Plant
JAPAN
CID003425 Gold Eco-System Recycling Co., Ltd.
West Plant
JAPAN
CID003461 Gold Augmont Enterprises Private
Limited
INDIA
CID003463 Gold Kundan Care Products Ltd. INDIA
CID003487 Gold Emerald Jewel Industry India
Limited (Unit 1)
INDIA
CID003488 Gold Emerald Jewel Industry India
Limited (Unit 2)
INDIA
CID003489 Gold Emerald Jewel Industry India
Limited (Unit 3)
INDIA
CID003490 Gold Emerald Jewel Industry India
Limited (Unit 4)
INDIA
CID003497 Gold K.A. Rasmussen NORWAY
CID003500 Gold Alexy Metals UNITED STATES OF
AMERICA
CID003548 Gold MD Overseas INDIA
CID003557 Gold Metallix Refining Inc. UNITED STATES OF
AMERICA
CID003575 Gold Metal Concentrators SA (Pty)
Ltd.
SOUTH AFRICA
CID003615 Gold WEEEREFINING FRANCE
CID003641 Gold Gold by Gold Colombia COLOMBIA
CID003663 Gold Dongwu Gold Group CHINA
CID003666 Gold Sam Precious Metals UNITED ARAB
EMIRATES
CID004010 Gold Coimpa
Industrial LTDA
BRAZIL
CID000460 Tantalum F&X Electro-Materials Ltd. CHINA
CID000616 Tantalum XIMEI RESOURCES
(GUANGDONG) LIMITED
CHINA
CID000914 Tantalum JiuJiang JinXin Nonferrous
Metals Co., Ltd.
CHINA
CID000917 Tantalum Jiujiang Tanbre
Co., Ltd.
CHINA
CID001076 Tantalum AMG Brasil BRAZIL
CID001163 Tantalum Metallurgical Products India
Pvt., Ltd.
INDIA
CID001175 Tantalum Mineracao Taboca S.A. BRAZIL
CID001192 Tantalum Mitsui Mining and Smelting Co.,
Ltd.
JAPAN
CID001200 Tantalum NPM Silmet AS ESTONIA
CID001277 Tantalum Ningxia Orient Tantalum
Industry Co., Ltd.
CHINA
CID001508 Tantalum QuantumClean UNITED STATES OF
AMERICA
CID001522 Tantalum Yanling Jincheng Tantalum &
Niobium Co., Ltd.
CHINA
CID001769 Tantalum Solikamsk Magnesium Works
OAO
RUSSIAN FEDERATION
CID001869 Tantalum Taki Chemical Co., Ltd. JAPAN
CID001891 Tantalum Telex Metals UNITED STATES OF
AMERICA
CID001969 Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN
CID002492 Tantalum Hengyang King Xing Lifeng
New Materials Co., Ltd.
CHINA
CID002504 Tantalum D Block Metals, LLC UNITED STATES OF
AMERICA
CID002505 Tantalum FIR Metals & Resource Ltd. CHINA
CID002506 Tantalum Jiujiang Zhongao
Tantalum &
Niobium Co., Ltd.
CHINA
CID002508 Tantalum XinXing HaoRong Electronic
Material Co., Ltd.
CHINA
CID002512 Tantalum Jiangxi Dinghai Tantalum &
Niobium Co., Ltd.
CHINA
CID002539 Tantalum KEMET de Mexico MEXICO
CID002544 Tantalum TANIOBIS Co., Ltd. THAILAND
CID002545 Tantalum TANIOBIS GmbH GERMANY
CID002548 Tantalum Materion Newton Inc. UNITED STATES OF
AMERICA
CID002549 Tantalum TANIOBIS Japan Co., Ltd. JAPAN
CID002550 Tantalum TANIOBIS Smelting GmbH &
Co. KG
GERMANY
CID002557 Tantalum Global Advanced Metals
Boyertown
UNITED STATES OF
AMERICA
CID002558 Tantalum Global Advanced Metals Aizu JAPAN
CID002707 Tantalum Resind Industria e Comercio
Ltda.
BRAZIL
CID002842 Tantalum Jiangxi Tuohong
New Raw
Material
CHINA
CID003583 Tantalum RFH Yancheng Jinye New
Material Technology Co., Ltd.
CHINA
CID003926 Tantalum 5D Production OU ESTONIA
CID004054 Tantalum PowerX Ltd. RWANDA
CID000228 Tin Chenzhou Yunxiang
Mining and
Metallurgy Co., Ltd.
CHINA
CID000292 Tin Alpha UNITED STATES OF
AMERICA
CID000309 Tin PT Aries Kencana Sejahtera INDONESIA
CID000313 Tin PT Premium Tin Indonesia INDONESIA
CID000402 Tin Dowa JAPAN
CID000438 Tin EM Vinto BOLIVIA
(PLURINATIONAL STATE
OF)
CID000448 Tin Estanho de Rondonia S.A. BRAZIL
CID000468 Tin Fenix Metals POLAND
CID000538 Tin Gejiu Non-Ferrous Metal
Processing Co., Ltd.
CHINA
CID000555 Tin Gejiu Zili Mining And Metallurgy
Co., Ltd.
CHINA
CID000942 Tin Gejiu Kai Meng Industry and
Trade LLC
CHINA
CID001070 Tin China Tin Group Co., Ltd. CHINA
CID001105 Tin Malaysia Smelting Corporation
(MSC)
MALAYSIA
CID001142 Tin Metallic Resources, Inc. UNITED STATES OF
AMERICA
CID001173 Tin Mineracao Taboca
S.A.
BRAZIL
CID001182 Tin Minsur PERU
CID001191 Tin Mitsubishi Materials
Corporation
JAPAN
CID001231 Tin Jiangxi New Nanshan
Technology Ltd.
CHINA
CID001305 Tin Novosibirsk Tin Combine RUSSIAN FEDERATION
CID001314 Tin O.M. Manufacturing (Thailand)
Co., Ltd.
THAILAND
CID001337 Tin Operaciones Metalurgicas S.A. BOLIVIA
(PLURINATIONAL STATE

OF)

Tin PT Artha Cipta Langgeng INDONESIA
CID001399
CID001402 Tin PT Babel Inti Perkasa INDONESIA
CID001406 Tin PT Babel Surya Alam Lestari INDONESIA
CID001419 Tin PT Bangka Tin Industry INDONESIA
CID001421 Tin PT Belitung Industri Sejahtera INDONESIA
CID001428 Tin PT Bukit Timah INDONESIA
CID001453 Tin PT Mitra Stania Prima INDONESIA
CID001457 Tin PT Panca Mega Persada INDONESIA
CID001458 Tin PT Prima Timah Utama INDONESIA
CID001460 Tin PT Refined Bangka Tin INDONESIA
CID001463 Tin PT Sariwiguna Binasentosa INDONESIA
CID001468 Tin PT Stanindo Inti Perkasa INDONESIA
CID001477 Tin PT Timah Tbk Kundur INDONESIA
CID001482 Tin PT Timah Tbk Mentok INDONESIA
CID001486 Tin PT Timah Nusantara INDONESIA
CID001490 Tin PT Tinindo Inter Nusa INDONESIA
CID001493 Tin PT Tommy Utama INDONESIA
CID001539 Tin Rui Da Hung TAIWAN
CID001898 Tin Thaisarco THAILAND
CID001908 Tin Gejiu Yunxin Nonferrous
Electrolysis Co., Ltd.
CHINA
CID002015 Tin VQB Mineral and Trading Group
JSC
VIET NAM
CID002036 Tin White Solder Metalurgia e
Mineracao Ltda.
BRAZIL
CID002158 Tin Yunnan Chengfeng
Non-ferrous
Metals Co., Ltd.
CHINA
CID002180 Tin Tin Smelting Branch of Yunnan
Tin Co., Ltd.
CHINA
CID002455 Tin CV Venus Inti Perkasa INDONESIA
CID002468 Tin Magnu's Minerais Metais e
Ligas Ltda.
BRAZIL
CID002478 Tin PT Tirus Putra Mandiri INDONESIA
CID002500 Tin Melt Metais e Ligas S.A. BRAZIL
CID002503 Tin PT ATD Makmur Mandiri Jaya INDONESIA
CID002517 Tin O.M. Manufacturing Philippines,
Inc.
PHILIPPINES
CID002570 Tin CV Ayi Jaya INDONESIA
CID002572 Tin Electro-Mechanical Facility of
the Cao Bang Minerals &
VIET NAM
CID002573 Tin Metallurgy Joint Stock
Nghe Tinh Non-Ferrous Metals
Company
Joint Stock Company
VIET NAM
CID002574 Tin Tuyen Quang Non-Ferrous
Metals Joint Stock Company
VIET NAM
CID002696 Tin PT Cipta Persada Mulia INDONESIA
CID002703 Tin An Vinh Joint Stock Mineral
Processing Company
VIET NAM
CID002706 Tin Resind Industria e Comercio
Ltda.
BRAZIL
CID002756 Tin Super Ligas BRAZIL
CID002773 Tin Aurubis Beerse BELGIUM
CID002774 Tin Aurubis Berango SPAIN
CID002776 Tin PT Bangka Prima Tin INDONESIA
CID002816 Tin PT Sukses Inti Makmur (SIM) INDONESIA
CID002835 Tin PT Menara Cipta Mulia INDONESIA
CID002858 Tin Modeltech Sdn Bhd MALAYSIA
CID003116 Tin Guangdong Hanhe Non-Ferrous
Metal Co., Ltd.
CHINA
CID003190 Tin Chifeng Dajingzi Tin Industry
Co., Ltd.
CHINA
CID003205 Tin PT Bangka Serumpun INDONESIA
CID003208 Tin Pongpipat Company Limited MYANMAR
CID003325 Tin Tin Technology & Refining UNITED STATES OF
AMERICA
CID003356 Tin Dongguan CiEXPO
Environmental Engineering Co.,
CHINA
CID003381 Tin Ltd.
PT Rajawali Rimba Perkasa
INDONESIA
CID003387 Tin Luna Smelter, Ltd. RWANDA
CID003397 Tin Yunnan Yunfan
Non-ferrous
Metals Co., Ltd.
CHINA
CID003409 Tin Precious Minerals and Smelting
Limited
INDIA
CID003410 Tin Gejiu City Fuxiang Industry and
Trade Co., Ltd.
CHINA
CID003449 Tin PT Mitra Sukses Globalindo INDONESIA
CID003486 Tin CRM Fundicao De Metais E
Comercio De Equipamentos
BRAZIL
CID003524 Tin Eletronicos Do Brasil Ltda
CRM Synergies
SPAIN
CID003582 Tin Fabrica Auricchio Industria e
Comercio Ltda.
BRAZIL
CID003831 Tin DS Myanmar MYANMAR
CID003868 Tin PT Putera Sarana Shakti (PT
PSS)
INDONESIA
CID004065 Tin Mining Minerals Resources
SARL
CONGO, DEMOCRATIC
REPUBLIC OF THE
CID000004 Tungsten A.L.M.T. Corp. JAPAN
CID000105 Tungsten Kennametal Huntsville UNITED STATES OF
AMERICA
CID000218 Tungsten Guangdong Xianglu
Tungsten
Co., Ltd.
CHINA
CID000258 Tungsten Chongyi Zhangyuan Tungsten
Co., Ltd.
CHINA
CID000281 Tungsten CNMC (Guangxi) PGMA Co.,
Ltd.
CHINA
CID000568 Tungsten Global Tungsten & Powders LLC UNITED STATES OF
AMERICA
CID000766 Tungsten Hunan Chenzhou Mining Co.,
Ltd.
CHINA
CID000769 Tungsten Hunan Jintai New Material Co.,
Ltd.
CHINA
CID000825 Tungsten Japan New Metals Co., Ltd. JAPAN
CID000966 Tungsten Kennametal Fallon UNITED STATES OF
AMERICA
CID002044 Tungsten Wolfram Bergbau
und Hutten
AG
AUSTRIA
CID002082 Tungsten Xiamen Tungsten Co., Ltd. CHINA
CID002313 Tungsten Jiangxi Minmetals Gao'an Non
ferrous Metals Co., Ltd.
CHINA
CID002315 Tungsten Ganzhou Jiangwu
Ferrotungsten Co., Ltd.
CHINA
CID002316 Tungsten Jiangxi Yaosheng Tungsten Co.,
Ltd.
CHINA
CID002317 Tungsten Jiangxi Xinsheng Tungsten
Industry Co., Ltd.
CHINA
CID002318 Tungsten Jiangxi Tonggu Non-ferrous
Metallurgical & Chemical Co.,
CHINA
CID002319 Tungsten Ltd.
Malipo Haiyu
Tungsten Co., Ltd.
CHINA
CID002320 Tungsten Xiamen Tungsten (H.C.) Co.,
Ltd.
CHINA
CID002321 Tungsten Jiangxi Gan Bei Tungsten Co.,
Ltd.
CHINA
CID002494 Tungsten Ganzhou Seadragon W & Mo
Co., Ltd.
CHINA
CID002502 Tungsten Asia Tungsten Products
Vietnam Ltd.
VIET NAM
CID002513 Tungsten Hunan Shizhuyuan Nonferrous
Metals Co., Ltd. Chenzhou
CHINA
CID002541 Tungsten Tungsten Products Branch
H.C. Starck Tungsten GmbH
GERMANY
CID002542 Tungsten TANIOBIS Smelting GmbH &
Co. KG
GERMANY
CID002543 Tungsten Masan High-Tech Materials VIET NAM
CID002551 Tungsten Jiangwu H.C. Starck Tungsten
Products Co., Ltd.
CHINA
CID002589 Tungsten Niagara Refining LLC UNITED STATES OF
AMERICA
CID002641 Tungsten China Molybdenum Tungsten
Co., Ltd.
CHINA
CID002649 Tungsten Hydrometallurg, JSC RUSSIAN FEDERATION
CID002724 Tungsten Unecha Refractory metals plant RUSSIAN FEDERATION
CID002827 Tungsten Philippine Chuangxin Industrial
Co., Inc.
PHILIPPINES
CID002833 Tungsten ACL Metais Eireli BRAZIL
CID002845 Tungsten Moliren Ltd. RUSSIAN FEDERATION
CID003407 Tungsten Lianyou Metals Co., Ltd. TAIWAN
CID003408 Tungsten JSC "Kirovgrad Hard Alloys
Plant"
RUSSIAN FEDERATION
CID003416 Tungsten NPP Tyazhmetprom LLC RUSSIAN FEDERATION
CID003417 Tungsten Hubei Green Tungsten Co., Ltd. CHINA
CID003427 Tungsten Albasteel Industria e Comercio
de Ligas Para Fundicao Ltd.
BRAZIL
CID003468 Tungsten Cronimet Brasil Ltda BRAZIL
CID003553 Tungsten Artek LLC RUSSIAN FEDERATION
CID003609 Tungsten Fujian Xinlu Tungsten Co., Ltd. CHINA
CID003612 Tungsten OOO "Technolom" 2 RUSSIAN FEDERATION
CID003614 Tungsten OOO "Technolom" 1 RUSSIAN FEDERATION
CID003643 Tungsten LLC Vostok RUSSIAN FEDERATION
CID003662 Tungsten YUDU ANSHENG TUNGSTEN
CO., LTD.
CHINA
CID003978 Tungsten HANNAE FOR T Co., Ltd. KOREA, REPUBLIC OF
CID003993 Tungsten Tungsten Vietnam Joint Stock
Company
VIET NAM
CID004034 Tungsten Nam Viet Cromit Joint Stock
Company
VIET NAM
CID004060 Tungsten DONGKUK INDUSTRIES CO.,
LTD.
KOREA, REPUBLIC OF
CID002593 Tin PT Rajehan Ariq INDONESIA
CID000291 Tantalum Guangdong Rising Rare Metals
EO Materials Ltd.
CHINA
CID003379 Tin Ma'anshan Weitai Tin Co., Ltd. CHINA
CID002844 Tin HuiChang
Hill Tin Industry Co.,
Ltd.
CHINA
CID004430 Tungsten Shinwon Tungsten (Fujian
Shanghang) Co., Ltd.
CHINA
CID004434 Tin Malaysia Smelting Corporation
Berhad (Port Klang)
MALAYSIA
CID004397 Tungsten Lianyou Resources Co., Ltd. TAIWAN
CID004506 Gold GG Refinery Ltd. TANZANIA, UNITED
REPUBLIC OF
CID004619 Tungsten Kenee Mining Corporation
Vietnam
VIET NAM

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