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Elastic N.V. Director's Dealing 2020

Feb 5, 2020

30650_dirs_2020-02-04_06bdf4ca-fbc9-403d-8bae-9c1d0f988b0d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2020-02-03

Reporting Person: Banon Shay (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-03 Ordinary Shares M 1667 $10.15 Acquired 8443358 Direct
2020-02-03 Ordinary Shares M 8333 $13.07 Acquired 8451691 Direct
2020-02-03 Ordinary Shares S 10000 $65.3539 Disposed 8441691 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-03 Employee stock option (right to buy) $10.15 M 1667 Disposed 2027-09-06 Ordinary Shares (1667) Direct
2020-02-03 Employee stock option (right to buy) $13.07 M 8333 Disposed 2028-04-02 Ordinary Shares (8333) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.89 to $65.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017.

F4: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 2, 2018.