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Elastic N.V. — Director's Dealing 2020
Feb 5, 2020
30650_dirs_2020-02-04_06bdf4ca-fbc9-403d-8bae-9c1d0f988b0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2020-02-03
Reporting Person: Banon Shay (Director, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Ordinary Shares | M | 1667 | $10.15 | Acquired | 8443358 | Direct |
| 2020-02-03 | Ordinary Shares | M | 8333 | $13.07 | Acquired | 8451691 | Direct |
| 2020-02-03 | Ordinary Shares | S | 10000 | $65.3539 | Disposed | 8441691 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-03 | Employee stock option (right to buy) | $10.15 | M | 1667 | Disposed | 2027-09-06 | Ordinary Shares (1667) | Direct |
| 2020-02-03 | Employee stock option (right to buy) | $13.07 | M | 8333 | Disposed | 2028-04-02 | Ordinary Shares (8333) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.89 to $65.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017.
F4: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 2, 2018.