Elastic N.V. — Director's Dealing 2020

Jun 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2020-06-12

Reporting Person: Garrett W.H. Baird (SVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-12	Ordinary Shares	M	1680	$4.48	Acquired	62000	Direct
2020-06-12	Ordinary Shares	M	18320	$5.46	Acquired	80320	Direct
2020-06-12	Ordinary Shares	S	10000	$80.8118	Disposed	70320	Direct
2020-06-12	Ordinary Shares	S	10000	$83.0422	Disposed	60320	Direct
2020-06-15	Ordinary Shares	M	10180	$5.46	Acquired	70500	Direct
2020-06-15	Ordinary Shares	M	9820	$9.30	Acquired	80320	Direct
2020-06-15	Ordinary Shares	S	20000	$86.0954	Disposed	60320	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-12	Employee Stock Option (right to buy)	$4.48	M	1680	Disposed	2025-08-01	Ordinary Shares (1680)	Direct
2020-06-12	Employee Stock Option (right to buy)	$5.46	M	18320	Disposed	2026-05-15	Ordinary Shares (18320)	Direct
2020-06-15	Employee Stock Option (right to buy)	$5.46	M	10180	Disposed	2026-05-15	Ordinary Shares (10180)	Direct
2020-06-15	Employee Stock Option (right to buy)	$9.30	M	9820	Disposed	2027-04-24	Ordinary Shares (9820)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.52 to $81.03, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (3) to this Form 4.

F2: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $82.79 to $83.32, inclusive.

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.39, inclusive.

F4: The ordinary shares subject to the option are fully vested and immediately exercisable.

F5: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on July 1, 2017.

F6: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019.