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Elastic N.V. Director's Dealing 2020

Sep 3, 2020

30650_dirs_2020-09-03_45c35ba9-f37e-4b13-97f4-3f9759daf567.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2019-09-01

Reporting Person: Moorjani Janesh (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-01 Ordinary Shares M 14733 $10.15 Acquired 35192 Direct
2019-09-01 Ordinary Shares S 10842 $109.8847 Disposed 24350 Direct
2019-09-01 Ordinary Shares S 2300 $110.8289 Disposed 22050 Direct
2019-09-01 Ordinary Shares S 1400 $111.8757 Disposed 20650 Direct
2019-09-01 Ordinary Shares S 191 $112.7805 Disposed 20459 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-01 Ordinary Shares (right to buy) $10.15 M 14733 Disposed 2027-09-06 Ordinary Shares (14733) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2020.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.41 to $110.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.44 to $111.42, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.47 to $112.42, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.77 to $112,79, inclusive.

F6: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 28, 2018 and 1/48th of the ordinary shares subject to the option vest monthly thereafter.