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Elastic N.V. — Director's Dealing 2020
Oct 3, 2020
30650_dirs_2020-10-02_4b0e96a4-1610-43ac-965e-bd412848b244.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2020-10-01
Reporting Person: Moorjani Janesh (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-24 | Ordinary Shares | G | 9852 | $0.00 | Disposed | 20341 | Direct |
| 2020-10-01 | Ordinary Shares | M | 14733 | $10.15 | Acquired | 35074 | Direct |
| 2020-10-01 | Ordinary Shares | S | 912 | $110.702 | Disposed | 34162 | Direct |
| 2020-10-01 | Ordinary Shares | S | 4488 | $112.0651 | Disposed | 29674 | Direct |
| 2020-10-01 | Ordinary Shares | S | 9333 | $112.6737 | Disposed | 20341 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Ordinary Shares (right to buy) | $10.15 | M | 14733 | Disposed | 2027-09-06 | Ordinary Shares (14733) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.05 to $110.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.25 to $112.24, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.25 to $113.23, inclusive.
F5: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 28, 2018 and 1/48th of the ordinary shares subject to the option vest monthly thereafter.