Elastic N.V. — Director's Dealing 2020

Dec 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2020-12-09

Reporting Person: Banon Shay (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-09	Ordinary Shares	M	145343	$5.46	Acquired	8618541	Direct
2020-12-09	Ordinary Shares	S	22144	$137.1381	Disposed	8596397	Direct
2020-12-09	Ordinary Shares	S	21942	$137.9373	Disposed	8574455	Direct
2020-12-09	Ordinary Shares	S	13011	$139.0548	Disposed	8561444	Direct
2020-12-09	Ordinary Shares	S	8664	$139.906	Disposed	8552780	Direct
2020-12-09	Ordinary Shares	S	6589	$141.1036	Disposed	8546191	Direct
2020-12-09	Ordinary Shares	S	3404	$141.8087	Disposed	8542787	Direct
2020-12-09	Ordinary Shares	S	15623	$143.2864	Disposed	8527164	Direct
2020-12-09	Ordinary Shares	S	34331	$144.0769	Disposed	8492833	Direct
2020-12-09	Ordinary Shares	S	8926	$145.1193	Disposed	8483907	Direct
2020-12-09	Ordinary Shares	S	10709	$145.9242	Disposed	8473198	Direct
2020-12-10	Ordinary Shares	M	208602	$5.46	Acquired	8681800	Direct
2020-12-10	Ordinary Shares	S	8000	$136.4476	Disposed	8673800	Direct
2020-12-10	Ordinary Shares	S	6842	$137.2702	Disposed	8666958	Direct
2020-12-10	Ordinary Shares	S	3397	$138.3083	Disposed	8663561	Direct
2020-12-10	Ordinary Shares	S	10303	$139.5536	Disposed	8653258	Direct
2020-12-10	Ordinary Shares	S	19928	$140.35	Disposed	8633330	Direct
2020-12-10	Ordinary Shares	S	65678	$141.564	Disposed	8567652	Direct
2020-12-10	Ordinary Shares	S	94454	$142.0577	Disposed	8473198	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-09	Employee Stock Option (right to buy)	$5.46	M	145343	Disposed	2026-04-18	Ordinary Shares (145343)	Direct
2020-12-10	Employee Stock Option (right to buy)	$5.46	M	208602	Disposed	2026-04-18	Ordinary Shares (208602)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.52 to $137.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (17) to this Form 4.

F2: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $137.55 to $138.54, inclusive.

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $138.55 to $139.54, inclusive.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $139.55 to $140.47, inclusive.

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $140.62 to $141.61, inclusive.

F6: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $141.62 to $142.53, inclusive.

F7: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $142.67 to $143.63, inclusive.

F8: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $143.68 to $144.64, inclusive.

F9: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $144.71 to $145.66, inclusive.

F10: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $145.73 to $146.41, inclusive.

F11: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $135.73 to $136.66, inclusive.

F12: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $136.80 to $137.67, inclusive.

F13: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $137.82 to $138.80, inclusive.

F14: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $138.97 to $139.96, inclusive.

F15: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $139.97 to $140.96, inclusive.

F16: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $140.98 to $141.97, inclusive.

F17: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $141.98 to $142.34, inclusive.

F18: The ordinary shares subject to the option are fully vested and immediately exercisable.