Elastic N.V. — Director's Dealing 2020

Dec 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2020-12-11

Reporting Person: Banon Shay (Director, CEO and Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-11	Ordinary Shares	M	127006	$5.46	Acquired	8600204	Direct
2020-12-11	Ordinary Shares	S	22794	$140.0302	Disposed	8577410	Direct
2020-12-11	Ordinary Shares	S	69571	$140.9547	Disposed	8507839	Direct
2020-12-11	Ordinary Shares	S	34641	$141.7665	Disposed	8473198	Direct
2020-12-14	Ordinary Shares	M	124299	$5.46	Acquired	8597497	Direct
2020-12-14	Ordinary Shares	M	14266	$10.15	Acquired	8611763	Direct
2020-12-14	Ordinary Shares	S	57101	$139.7468	Disposed	8554662	Direct
2020-12-14	Ordinary Shares	S	61346	$140.7092	Disposed	8493316	Direct
2020-12-14	Ordinary Shares	S	13183	$141.8115	Disposed	8480133	Direct
2020-12-14	Ordinary Shares	S	6935	$142.6775	Disposed	8473198	Direct
2020-12-15	Ordinary Shares	M	100651	$10.15	Acquired	8573849	Direct
2020-12-15	Ordinary Shares	M	58337	$13.07	Acquired	8632186	Direct
2020-12-15	Ordinary Shares	S	81929	$137.1541	Disposed	8550257	Direct
2020-12-15	Ordinary Shares	S	16480	$138.0994	Disposed	8533777	Direct
2020-12-15	Ordinary Shares	S	24445	$139.2706	Disposed	8509332	Direct
2020-12-15	Ordinary Shares	S	31234	$140.0213	Disposed	8478098	Direct
2020-12-15	Ordinary Shares	S	4900	$140.6598	Disposed	8473198	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-11	Employee Stock Option (right to buy)	$5.46	M	127006	Disposed	2026-04-18	Ordinary Shares (127006)	Direct
2020-12-14	Employee Stock Option (right to buy)	$5.46	M	124299	Disposed	2026-04-18	Ordinary Shares (124299)	Direct
2020-12-14	Employee Stock Option (right to buy)	$10.15	M	14266	Disposed	2027-09-06	Ordinary Shares (14266)	Direct
2020-12-15	Employee Stock Option (right to buy)	$10.15	M	100651	Disposed	2027-09-06	Ordinary Shares (100651)	Direct
2020-12-15	Employee Stock Option (right to buy)	$13.07	M	58337	Disposed	2028-04-02	Ordinary Shares (58337)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.45 to $140.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.

F2: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $140.47 to $141.46, inclusive.

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $141.47 to $142.25, inclusive.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.26, inclusive.

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $140.27 to $141.26, inclusive.

F6: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $141.27 to $142.26, inclusive.

F7: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $142.32 to $143.00, inclusive.

F8: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $136.62 to $137.6182, inclusive.

F9: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $137.62 to $138.61, inclusive.

F10: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $138.62 to $139.563, inclusive.

F11: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $139.64 to $140.624, inclusive.

F12: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $140.64 to $140.94, inclusive.

F13: The ordinary shares subject to the option are fully vested and immediately exercisable.

F14: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017.

F15: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 2, 2018.