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Elastic N.V. Director's Dealing 2019

Jul 4, 2019

30650_dirs_2019-07-03_30e70574-22cc-45ab-895e-8f59607b05b6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2019-06-08

Reporting Person: Kluge Kevin (SVP of Engineering)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-08 Ordinary Shares A 4243 $0.00 Acquired 478993 Direct
2019-07-01 Ordinary Shares M 25000 $1.08 Acquired 503993 Direct
2019-07-01 Ordinary Shares S 20705 $74.9795 Disposed 483288 Direct
2019-07-01 Ordinary Shares S 4295 $75.61 Disposed 478993 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-08 Employee Stock Option (right to buy) $81.39 A 22914 Acquired 2029-06-07 Ordinary Shares (22914) Direct
2019-07-01 Employee Stock Option (right to buy) $1.08 M 25000 Disposed 2023-08-08 Ordinary Shares (25000) Direct

Footnotes

F1: The ordinary shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on June 8, 2022.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.40 to $75.395, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price (3) and (4) to this Form 4.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $75.40 to $75.93, inclusive.

F5: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on January 8, 2022.

F6: The ordinary shares subject to the option are fully vested and immediately exercisable.