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Elastic N.V. — Director's Dealing 2019
Jul 4, 2019
30650_dirs_2019-07-03_30e70574-22cc-45ab-895e-8f59607b05b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2019-06-08
Reporting Person: Kluge Kevin (SVP of Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-08 | Ordinary Shares | A | 4243 | $0.00 | Acquired | 478993 | Direct |
| 2019-07-01 | Ordinary Shares | M | 25000 | $1.08 | Acquired | 503993 | Direct |
| 2019-07-01 | Ordinary Shares | S | 20705 | $74.9795 | Disposed | 483288 | Direct |
| 2019-07-01 | Ordinary Shares | S | 4295 | $75.61 | Disposed | 478993 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-08 | Employee Stock Option (right to buy) | $81.39 | A | 22914 | Acquired | 2029-06-07 | Ordinary Shares (22914) | Direct |
| 2019-07-01 | Employee Stock Option (right to buy) | $1.08 | M | 25000 | Disposed | 2023-08-08 | Ordinary Shares (25000) | Direct |
Footnotes
F1: The ordinary shares are represented by restricted stock units, or RSUs, which vest in eight equal semiannual installments beginning on June 8, 2022.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.40 to $75.395, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price (3) and (4) to this Form 4.
F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $75.40 to $75.93, inclusive.
F5: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on January 8, 2022.
F6: The ordinary shares subject to the option are fully vested and immediately exercisable.