Elastic N.V. — Director's Dealing 2019

Jul 31, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2019-07-29

Reporting Person: Banon Shay (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-07-29	Ordinary Shares	M	173908	$10.15	Acquired	8615599	Direct
2019-07-29	Ordinary Shares	S	11992	$96.5724	Disposed	8603607	Direct
2019-07-29	Ordinary Shares	S	52130	$97.8109	Disposed	8551477	Direct
2019-07-29	Ordinary Shares	S	32542	$98.6131	Disposed	8518935	Direct
2019-07-29	Ordinary Shares	S	50247	$99.7714	Disposed	8468688	Direct
2019-07-29	Ordinary Shares	S	21851	$100.4155	Disposed	8446837	Direct
2019-07-29	Ordinary Shares	S	2200	$101.8672	Disposed	8444637	Direct
2019-07-29	Ordinary Shares	S	2946	$102.6001	Disposed	8441691	Direct
2019-07-30	Ordinary Shares	M	99788	$10.15	Acquired	8541479	Direct
2019-07-30	Ordinary Shares	S	37122	$99.6753	Disposed	8504357	Direct
2019-07-30	Ordinary Shares	S	62066	$100.3573	Disposed	8442291	Direct
2019-07-30	Ordinary Shares	S	600	$101.05	Disposed	8441691	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-07-29	Employee Stock Option (right to buy)	$10.15	M	173908	Disposed	2027-09-06	Ordinary Shares (173908)	Direct
2019-07-30	Employee Stock Option (right to buy)	$10.15	M	57055	Disposed	2027-09-06	Ordinary Shares (57055)	Direct
2019-07-30	Employee Stock Option (right to buy)	$10.15	M	42733	Disposed	2027-09-06	Ordinary Shares (42733)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.17 to $97.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) to this Form 4.

F3: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $97.18 to $98.17, inclusive.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $98.18 to $99.17, inclusive.

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $99.23 to $100.20, inclusive.

F6: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $100.23 to $101.12, inclusive.

F7: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $101.30 to $102.18, inclusive.

F8: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $102.49 to $102.87, inclusive.

F9: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $98.93 to $99.92, inclusive.

F10: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $99.93 to $100.89, inclusive.

F11: The ordinary shares subject to the option are fully vested and immediately exercisable.

F12: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017.