Elastic N.V. — Director's Dealing 2018

Oct 4, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Elastic N.V. (ESTC)
CIK: 0001707753
Period of Report: 2018-10-04

Reporting Person: Garrett W.H. Baird (SVP and General Counsel)

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	40320	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$4.48	2025-08-02	Ordinary Shares (108680)		Direct
Employee Stock Option (right to buy)	$5.46	2026-05-16	Ordinary Shares (41000)		Direct
Employee Stock Option (right to buy)	$9.30	2027-04-25	Ordinary Shares (250000)		Direct
Employee Stock Option (right to buy)	$13.07	2028-04-02	Ordinary Shares (80000)		Direct

Footnotes

F1: An option to purchase 140,000 ordinary shares was granted on August 2, 2015 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the ordinary shares subject to the option vested on July 1, 2016 and 1/48th of the ordinary shares subject to the option vest monthly thereafter.

F2: An option to purchase 50,000 ordinary shares was granted on August 2, 2015 and was exercised in part prior to the date on which the reporting person became subject to Section 16. The ordinary shares subject to the option vest in 48 equal monthly installments beginning on July 1, 2017.

F3: The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019.

F4: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2019.