EGAIN Corp — Director's Dealing 2021

Apr 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2021-04-15

Reporting Person: SMIT ERIC (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-15	Common Stock	M	2000	$2.50	Acquired	131187	Direct
2021-04-15	Common Stock	S	2000	$9.76	Disposed	129187	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-15	Employee Stock Option (right to buy)	$2.5	M	2000	Disposed	2027-09-19	Common Stock (2000)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.

F2: Represents average price. These shares were sold in multiple transactions ranging in price from $9.73 to $9.81. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.