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EGAIN Corp — Director's Dealing 2021
Apr 26, 2021
33526_dirs_2021-04-26_d3bcc5e9-8030-4dbe-901e-605be3f6d868.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2021-04-22
Reporting Person: SMIT ERIC (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-22 | Common Stock | M | 3000 | $6.29 | Acquired | 132187 | Direct |
| 2021-04-22 | Common Stock | S | 3000 | $10.00 | Disposed | 129187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-22 | Employee Stock Option (right to buy) | $6.29 | M | 3000 | Disposed | 2024-09-11 | Common Stock (3000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.
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