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EGAIN Corp — Director's Dealing 2021
Jul 19, 2021
33526_dirs_2021-07-19_98bdab54-155d-4795-9d0d-ad322e708610.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2021-07-15
Reporting Person: SMIT ERIC (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-15 | Common Stock | M | 3000 | $6.29 | Acquired | 132187 | Direct |
| 2021-07-15 | Common Stock | M | 2000 | $2.50 | Acquired | 134187 | Direct |
| 2021-07-15 | Common Stock | S | 3000 | $10.79 | Disposed | 131187 | Direct |
| 2021-07-15 | Common Stock | S | 2000 | $10.79 | Disposed | 129187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-15 | Employee Stock Option (right to buy) | $2.5 | M | 2000 | Disposed | 2027-09-19 | Common Stock (2000) | Direct |
| 2021-07-15 | Employee Stock Option (right to buy) | $6.29 | M | 3000 | Disposed | 2024-09-11 | Common Stock (3000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2: Represents actual price. These shares were sold in multiple transactions ranging in price from $10.61 to $10.97. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: Represents average price. These shares were sold in multiple transactions ranging in price from $10.61 to $10.98. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
F5: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.