EGAIN Corp — Director's Dealing 2020

Jan 3, 2020

SEC Form 4/A — Form 4/A

Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2019-12-30

Reporting Person: SMIT ERIC (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-30	Common Stock	S	1000	$7.96	Disposed	129187	Direct
2019-12-30	Common Stock	M	2000	$2.50	Acquired	131187	Direct
2019-12-30	Common Stock	S	2000	$8.00	Disposed	129187	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-30	Employee Stock Option (right to buy)	$2.5	M	2000	Disposed	2027-09-19	Common Stock (2000)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2: Represents average price. These shares were sold in multiple transactions ranging in price from $7.90 to $8.17. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.