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EGAIN Corp — Director's Dealing 2020
Dec 11, 2020
33526_dirs_2020-12-11_34e2a058-6983-415a-a17d-ca54cfe1b200.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2020-12-09
Reporting Person: Darukhanavala Phiroz P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-09 | Common Stock | M | 500 | $4.42 | Acquired | 500 | Direct |
| 2020-12-09 | Common Stock | M | 25000 | $1.50 | Acquired | 25500 | Direct |
| 2020-12-09 | Common Stock | S | 25500 | $11.35 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-09 | Employee Stock Option (right to buy) | $4.42 | M | 500 | Disposed | 2022-11-12 | Common Stock (500) | Direct |
| 2020-12-09 | Employee Stock Option (right to buy) | $1.50 | M | 25000 | Disposed | 2021-02-03 | Common Stock (25000) | Direct |
Footnotes
F1: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.81. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: This option vested 100% on November 12, 2013 (one year after date of grant).
F3: This option vested 100% on February 03, 2015 (four years after date of grant).