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EGAIN Corp — Director's Dealing 2019
Feb 22, 2019
33526_dirs_2019-02-22_02243faa-8775-437e-84b3-b15e4f35b2c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2019-02-19
Reporting Person: SHOCKLEY BRETT A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-19 | Common Stock | S | 48684 | $11.56 | Disposed | 1316 | Direct |
| 2019-02-20 | Common Stock | S | 7047 | $11.51 | Disposed | 0 | Direct |
| 2019-02-21 | Common Stock | S | 5793 | $11.83 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-20 | Options (right to buy) | $2.5 | M | 11024 | Disposed | 2027-09-19 | Common Stock (62291) | Direct |
| 2019-02-20 | Options (right to buy) | $4.335 | M | 500 | Disposed | 2025-11-06 | Common Stock (500) | Direct |
Footnotes
F1: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a securityholder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.
F4: The options, representing a right to purchase a total of 500 shares, became exercisable beginning on November 1, 2016 over four years at the rate of 1/48th of the total shares each month.