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EGAIN Corp — Director's Dealing 2019
Mar 5, 2019
33526_dirs_2019-03-04_91f435ee-2649-44b2-9fac-e942314b7906.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2019-02-28
Reporting Person: SMIT ERIC (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | S | 1000 | $11.2 | Disposed | 139187 | Direct |
| 2019-02-28 | Common Stock | M | 2000 | $6.34 | Disposed | 141187 | Direct |
| 2019-02-28 | Common Stock | S | 2000 | $11.046 | Disposed | 138187 | Direct |
| 2019-02-28 | Common Stock | M | 2000 | $2.5 | Disposed | 141187 | Direct |
| 2019-02-28 | Common Stock | S | 2000 | $11.037 | Disposed | 139187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Employee Stock Option (right to buy) | $6.34 | M | 2000 | Disposed | 2024-09-11 | Common Stock (2000) | Direct |
| 2019-02-28 | Employee Stock Option (right to buy) | $2.5 | M | 2000 | Disposed | 2027-09-19 | Common Stock (2000) | Direct |
Footnotes
F1: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.2. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.2. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.
F4: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.