EGAIN Corp — Director's Dealing 2019

Apr 4, 2019

SEC Form 4/A — Form 4/A

Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2015-11-06

Reporting Person: SHOCKLEY BRETT A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-19	Common Stock	M	48684	$3.74	Acquired	48684	Direct
2019-02-19	Common Stock	S	48684	$11.56	Disposed	0	Direct
2019-02-20	Common Stock	M	1316	$3.74	Acquired	1316	Direct
2019-02-20	Common Stock	M	5231	$2.5	Acquired	6547	Direct
2019-02-20	Common Stock	M	500	$4.335	Acquired	7047	Direct
2019-02-20	Common Stock	S	7047	$11.51	Disposed	0	Direct
2019-02-21	Common Stock	M	5793	$2.5	Acquired	5793	Direct
2019-02-21	Common Stock	S	5793	$11.83	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-11-06	Stock Option (right to buy)	$4.335	A	500	Acquired	2025-11-06	Common Stock (500)	Direct
2019-02-19	Stock Option (right to buy)	$3.74	M	48684	Disposed	2025-05-15	Common Stock (48684)	Direct
2019-02-20	Stock Option (right to buy)	$3.74	M	1316	Disposed	2025-05-15	Common Stock (1316)	Direct
2019-02-20	Stock Option (right to buy)	$2.5	M	5231	Disposed	2027-09-19	Common Stock (5231)	Direct
2019-02-20	Stock Option (right to buy)	$4.335	M	500	Disposed	2025-11-06	Common Stock (500)	Direct
2019-02-21	Stock Option (right to buy)	$2.5	M	5793	Disposed	2027-09-19	Common Stock (5793)	Direct

Footnotes

F1: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70.

F3: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55.

F4: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.89.

F5: The options, representing a right to purchase a total of 500 shares, became exercisable on November 6, 2016.

F6: The options, representing a right to purchase a total of 50,000 shares, became exercisable beginning on January 12, 2015 over four years at the rate of 1/48th of the total shares each month.

F7: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month.