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EGAIN Corp — Director's Dealing 2019
May 2, 2019
33526_dirs_2019-05-02_b75193d7-5e0f-4ea4-be89-964be2d164a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2019-04-30
Reporting Person: SMIT ERIC (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-30 | Common Stock | S | 1000 | $9.96 | Disposed | 137187 | Direct |
| 2019-04-30 | Common Stock | M | 2000 | $2.5 | Acquired | 139187 | Direct |
| 2019-04-30 | Common Stock | M | 2000 | $6.29 | Acquired | 141187 | Direct |
| 2019-04-30 | Common Stock | S | 2000 | $9.95 | Disposed | 139187 | Direct |
| 2019-04-30 | Common Stock | S | 2000 | $10.00 | Disposed | 137187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-30 | Employee Stock Option (right to buy) | $2.5 | M | 2000 | Disposed | 2027-09-19 | Common Stock (2000) | Direct |
| 2019-04-30 | Employee Stock Option (right to buy) | $6.29 | M | 2000 | Disposed | 2024-09-11 | Common Stock (2000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.
F2: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.77 to $10.01.
F4: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.77 to $10.005.
F5: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month.
F6: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at the rate of 1/48th of the total shares each month.