EGAIN Corp — Director's Dealing 2019

Nov 7, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2019-11-05

Reporting Person: SMIT ERIC (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-05	Common Stock	M	2000	$2.5	Acquired	133187	Direct
2019-11-05	Common Stock	S	2000	$8.00	Disposed	131187	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-05	Employee Stock Option (right to buy)	$2.5	M	2000	Disposed	2027-09-27	Common Stock (2000)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.

F2: Represents actual price. These shares were sold in multiple transaction, each at a price of $8.00. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 9, 2017 over four years at a rate of 1/48th of the total shares each month.