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EGAIN Corp — Director's Dealing 2014
Jan 21, 2014
33526_dirs_2014-01-21_6151e908-c4fb-430b-8bd6-2f146bb669a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (egan)
CIK: 0001066194
Period of Report: 2013-11-27
Reporting Person: SINHA GUNJAN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2000-08-08 | Common Stock | M | 20000 | $125 | Acquired | 20000 | Direct |
| 2013-11-27 | Common Stock | S | 20000 | $11.4352 | Disposed | 20000 | Direct |
| 2000-08-08 | Common Stock | M | 10000 | $125 | Acquired | 10000 | Direct |
| 2013-11-29 | Common Stock | S | 10000 | $11.4937 | Disposed | 10000 | Direct |
| 2000-08-08 | Common Stock | M | 10000 | $125 | Acquired | 10000 | Direct |
| 2013-12-04 | Common Stock | S | 10000 | $11.0562 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-27 | Preferred Convertible Shares | $125 | M | 20000 | Acquired | 2013-12-31 | Common Stock (20000) | Direct |
| 2013-11-29 | Preferred Converitble Stock | $125 | M | 10000 | Acquired | 2013-12-31 | Common Stock (10000) | Direct |
| 2013-12-04 | Preferred Convertible Stock | $125 | M | 10000 | Acquired | 2013-12-31 | Common Stock (10000) | Direct |
Footnotes
F1: Represents weighted average sale price. Actual sale prices ranged from $11.09 and $11.64.
F2: Reporting person undertakes to provide upon request by the Securities Exchnage and Commission, the issuer, or a securityholder of the issuer
detailed information regarding the price and number of shares sold within the range indicated.
F3: This sale of common stock was effected pursuant to Rule 10b5 trading plan adopted by the reporting person on 11/22/2013.
F4: Represents weighted average sale price. Actual sale prices ranged from $10.50 and $11.60.
F5: Represents weighted average sale price. Actual sale prices ranged from $11.05 and $11.09.