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EGAIN Corp Director's Dealing 2013

Mar 12, 2013

33526_dirs_2013-03-12_5fbb06e0-8858-4af5-8f32-5f2445fb89d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EGAIN Corp (EGAN)
CIK: 0001066194
Period of Report: 2013-03-08

Reporting Person: WOLFSON MARK A (Director, See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-08 Common Stock J 65297 Acquired 82304 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 583655 Indirect

Footnotes

F1: On March 8, 2013, the Reporting Person acquired Common Stock as a result of a pro rata, in-kind distribution from Oak Hill Capital Partners, L.P. and Oak Hill Capital Management Partners, L.P. in accordance with Rule 16a-9.

F2: No consideration was paid in connection with the distribution.

F3: The total number of securities beneficially owned following the Reported Transaction includes 5,000 shares issuable upon the exercise of vested director options held by Dr. Wolfson and 77,304 shares, acquired pursuant to various stock distributions, including the 65,297 shares acquired pursuant to the Reported Transaction.

F4: The total number of shares beneficially owned following the Reported Transaction includes Dr. Wolfson's 100% interest in Group Investors, LLC, the sole member of OHVF MGP I, LLC, which is the general partner of OHVF GenPar I, L.P., which is the general partner of Oak Hill Venture Fund I, L.P, which is the direct beneficial owner of the securities reported herein. Dr. Wolfson disclaims the beneficial ownership of all shares of Common Stock directly owned by Oak Hill Venture Fund I, L.P., except to the extent of his pecuniary interest therein.