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EGAIN Corp — Director's Dealing 2013
Apr 25, 2013
33526_dirs_2013-04-24_173a5ff0-1805-4def-bb90-54a2f18619ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (egan)
CIK: 0001066194
Period of Report: 2013-04-22
Reporting Person: SMIT ERIC (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-22 | Common Stock | M | 1610 | $2.4 | Acquired | 1610 | Direct |
| 2013-04-22 | Common Stock | S | 1610 | $12880 | Disposed | 0 | Direct |
| 2013-04-23 | Common Stock | M | 3390 | $2.4 | Acquired | 3390 | Direct |
| 2013-04-23 | Common Stock | S | 3390 | $27120 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-22 | Employee Stock Option (right to buy) | $2.4 | M | 1610 | Acquired | 2013-12-08 | Common Stock (1610) | Direct |
| 2013-04-23 | Employee Stock Option (right to buy) | $2.4 | M | 3390 | Acquired | 2013-12-08 | Common Stock (3390) | Direct |
Footnotes
F1: This sale of common stock was effected pursuant to Rule 10b5 sales plan adopted by the reporting person on March 7, 2013.
F2: Reporting person understakes to provide upon request by the Securities and Exchange Commisssion, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
F3: The price per share was $8.00.
F4: This option became exerciable as to 25% of the shares within one of the grant date (12/8/2003) and vesting 1/36 monthly thereafter. The full vest date was 12/8/2007.