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EGAIN Corp — Director's Dealing 2013
Apr 26, 2013
33526_dirs_2013-04-25_b140be11-ab33-4fe8-9151-fc0e89e73f90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN Corp (egan)
CIK: 0001066194
Period of Report: 2013-04-22
Reporting Person: JEPSON CHARLES W (SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-22 | Common Stock | M | 100 | $0.78 | Acquired | 100 | Direct |
| 2013-04-22 | Common Stock | S | 100 | $800 | Disposed | 0 | Direct |
| 2013-04-22 | Common Stock | M | 6000 | $0.78 | Acquired | 6000 | Direct |
| 2013-04-22 | Common Stock | S | 6000 | $47503 | Disposed | 6000 | Direct |
| 2013-04-23 | Common Stock | M | 9900 | $0.78 | Acquired | 9900 | Direct |
| 2013-04-23 | Common Stock | S | 9900 | $79200 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-22 | Employee Stock Option (right to buy) | $0.78 | M | 100 | Acquired | 2020-06-28 | Common Stock (100) | Direct |
| 2013-04-22 | Employee Stock Option (right to buy) | $0.78 | M | 6000 | Acquired | 2020-06-28 | Common Stock (6000) | Direct |
| 2013-04-23 | Employee Stock Option (right to buy) | $0.78 | M | 9900 | Acquired | 2020-06-28 | Common Stock (9900) | Direct |
Footnotes
F1: This sale of common stock was effected pursuant to a Rule 10b5 sales plan adopted by the reporting person on March 8, 2013.
F2: Reporting person undertakes to provide upon request by the Securities and Exchange Commision, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
F3: Price per share was $8.00.
F4: This option became exercisable as to 25% of the shares on 6/28/11 and became exerciable as to 1/48th of the shares each full month thereafter.
F5: Represents a weighted average sale price. Actual sale prices ranged from $7.86 to 7.95.