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EGAIN Corp — Director's Dealing 2012
Apr 12, 2012
33526_dirs_2012-04-12_5a51d049-3812-4e7d-a820-e37a66d384e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EGAIN COMMUNICATIONS CORP (egan)
CIK: 0001066194
Period of Report: 2012-04-11
Reporting Person: SMIT ERIC (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-11 | Common Stock | M | 350 | $1.6 | Acquired | 350 | Direct |
| 2012-04-11 | Common Stock | S | 350 | $5.5443 | Disposed | 0 | Direct |
| 2012-04-11 | Common Stock | M | 750 | $1.6 | Acquired | 750 | Direct |
| 2012-04-11 | Common Stock | S | 750 | $5.5443 | Disposed | 0 | Direct |
| 2012-04-11 | Common Stock | M | 1350 | $0.64 | Acquired | 1350 | Direct |
| 2012-04-11 | Common Stock | S | 1350 | $5.5443 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-11 | Employee Stock Option Plan (right to buy) | $1.6 | M | 350 | Acquired | 2012-10-22 | Common Stock (350) | Direct |
| 2012-04-11 | Employee Stock Option Plan (right to buy) | $1.6 | M | 750 | Acquired | 2012-10-22 | Common Stock (750) | Direct |
| 2012-04-11 | Employee Stock Option Plan (right to buy) | $0.64 | M | 1350 | Acquired | 2015-05-27 | Common Stock (1350) | Direct |
Footnotes
F1: This sale of common stock was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person March 8, 2012.
F2: Reporting person understakes to provide upon request by the Securirites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold with the range indicated.
F3: Represents weighted average sale price. Actual sale prices ranged from $5.47 to $5.60.
F4: This option became exerciable as to 1/48th of the shares each full month as of 09/01/2002. The full vest date was 09/01/2006.
F5: This option became exerciable as to 100% of the shares on 12/31/2002.
F6: This option became exerciable as to 1/48th of the shares each full month as 1/1/2005.