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EFT Solutions Holdings Limited Capital/Financing Update 2016

Dec 4, 2016

51246_rns_2016-12-04_f8b35262-c0cb-47df-aea7-05f862f526a4.pdf

Capital/Financing Update

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名 義登記將獲發行的公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

This Application Form uses the same terms as defined in the prospectus of EFT Solutions Holdings Limited (the “Company”) dated 5 December 2016 (the “Prospectus”). 本申請表格使用俊盟國際控股有限公司(「本公司」) 於2016年12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。2016年12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。年12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。月5日刊發的招股章程(「招股章程」)所界定的相同詞語。5日刊發的招股章程(「招股章程」)所界定的相同詞語。日刊發的招股章程(「招股章程」)所界定的相同詞語。

Staple your 於2016年12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。2016年12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。年12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。12月5日刊發的招股章程(「招股章程」)所界定的相同詞語。月5日刊發的招股章程(「招股章程」)所界定的相同詞語。5日刊發的招股章程(「招股章程」)所界定的相同詞語。日刊發的招股章程(「招股章程」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer here to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not 請將股款 be offered or sold in the United States without registration or an exemption from registration under the U.S. 緊釘在此 Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開 發售股份。若無根據美國證券法登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複 製(不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents delivered to the Registrar of Companies and available for inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申 請表格及招股章程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件已根據《公司(清盤及雜項條文)條例》第342C 條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有 限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 EFT Solutions Holdings Limited 俊盟國際控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 8062 股份代號 : 8062 Maximum offer price : HK$0.60 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund on final pricing) 最高發售價 : 每股發售股份0.60港元,另加1%經紀佣金、0.0027%證監 會交易徵費及0.005%聯交所交易費(須於申請時以港元繳 足,多繳款項將根據最終定價予以退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有其他關於申請手續的資料,本申請表格應與招股章程一併閱讀。 Application Form 申請表格 To: EFT Solutions Holdings Limited 致: 俊盟國際控股有限公司 Lego Corporate Finance Limited 力高企業融資有限公司 The Underwriters 包銷商 Applicants’ declaration 申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及條件以及申 請手續。請參閱本申請表格申請條件「丙、填交本申請表格 的效用」一段。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the paragraph “C. Effect of completing and submitting this Application Form” under the conditions of your application of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of the paragraph “C. Effect of completing and submitting this Application Form” under the conditions of your application of this Application Form.

警告:任何人士只限作出一次為其利益而進行的認購申請。 請參閱本申請表格申請條件「丙、填交本申請表格的效用」 一段最後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees and deposited directly into the CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港結算代理人的名義登記將 獲發行的公開發售股份,並直接存入中央結算系統,以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Public Offer Shares applied for (not more Cheque/banker’s cashier order number 支票╱銀行本票號碼 than 12,000,000 Shares) 申請公開發售股份數目(不超過 12,000,000股) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section below) 兌現支票╱ Total amount 總額 銀行本票的銀行名稱(請參閱下文「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. 所有其他聯名申請人的英文姓名╱名稱(如有) of all other joint applicants (Please delete as appropriate) 的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者)所有其他聯名申請人 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of firstnamed applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own THIS BOX MUST BE DULY COMPLETED benefit if you do not complete this section. Please provide 必須填妥此欄 an account number or identification code for each (joint) Participant I.D. of the CCASS Investor Participant or designated beneficial owner. 由代名人遞交: 閣下若不填寫本節,是項 CCASS Participant 中央結算系統投資者戶口持有人或指定中央結算 申請將視作為 閣下利益提出。請填寫每名(聯名)實益擁 系統參與者的參與者編號 有人的賬戶號碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用正楷填寫 閣下 姓名╱名稱 及香港 地址

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持 有人,請加蓋顯示公司名稱的公司印鑑

(See paragraph 2 in the section “How to make your application”) (請參閱下文「申請手續」一節第2段)

For internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees and deposited directly into the CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港結算代理人的名義登記將 獲發行的公開發售股份,並直接存入中央結算系統,以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section headed “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬 個人)或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請:如屬個人,必須填寫 閣下的香港身份證號碼或護照號碼 (持有香港身份證者,請填寫香港身份證號碼,否則請填寫護照號碼);如屬法人團體,請填寫香 港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣 下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用 於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退款支票前或會要求查 證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個人)其香港身份證號碼或(如適用)護照號 碼,或(如屬法人團體)其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees and deposited directly into the CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
rejected.
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of
Amount
No. of
Amount
No. of
Amount
2. Public
Offer Shares
applied for
payable on
application
HK$
Public
Offer Shares
applied for
payable on
application
HK$
Public
Offer Shares
applied for
payable on
application
HK$
5,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
45,000
50,000
60,000
70,000
3,030.23
6,060.46
9,090.69
12,120.92
15,151.16
18,181.39
21,211.62
24,241.85
27,272.08
30,302.31
36,362.77
42,423.23
80,000
90,000
100,000
200,000
300,000
400,000
500,000
600,000
700,000
800,000
900,000
1,000,000
48,483.70
54,544.16
60,604.62
121,209.24
181,813.86
242,418.48
303,023.10
363,627.72
424,232.34
484,836.96
545,441.58
606,046.20
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
11,000,000
12,000,000(1)
1,212,092.40
1,818,138.60
2,424,184.80
3,030,231.00
3,636,277.20
4,242,323.40
4,848,369.60
5,454,415.80
6,060,462.00
6,666,508.20
7,272,554.40
(1)
Maximum number of Public Offer Shares you may apply for.
You, as the applicant(s), must complete the form in English as indicated below and sign on the second
page of the Application Form. Only written signatures will be accepted (and not by way of personal
chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor
Participant):

the designated CCASS Participant must endorse the form with its company chop (bearing its
company name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:

the form must contain your NAME and Hong Kong Identity Card number;

your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:

the form must contain all joint investor participants’ NAMES and the Hong Kong Identity Card
number of all joint investor participants;

your participant I.D. must be inserted in the appropriate box.
Sample 樣版
If you are applying as a corporate CCASS Investor Participant:

the form must contain your company NAME and Hong Kong Business Registration number;
  • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees and deposited directly into the CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ICBC (Asia) Nominees Limited – EFT Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the • show your account name, which must either back by a person authorised by the bank. be pre-printed on the cheque, or be endorsed The name on the banker’s cashier order on the back by a person authorised by the must correspond with your name. If it is bank. This account name must correspond a joint application, the name on the back with your name. If it is a joint application, of the banker’s cashier order must be the the account name must be the same as the same as the first-named applicant’s name. first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Industrial and Commercial Bank of China (Asia) District Branch Address Hong Kong Island: Central Branch 1/F., 9 Queen’s Road Central Causeway Bay Branch Shop A on G/F, 1/F, Hennessy Apartments, 488 & 490 Hennessy Road Kowloon: Tsimshatsui East Branch Shop B, G/F, Railway Plaza, 39 Chatham Road South, Tsimshatsui Kwun Tong Branch Shop 5 & 6, 1/F, Crocodile Center, 79 Hoi Yuen Road, Kwun Tong New Territories: Tsuen Wan Castle Peak G/F, 423-427 Castle Peak Road, Tsuen Wan Road Branch Shatin Branch Shop 22J, Level 3, Shatin Centre 5. Your Application Form can be lodged at these times:

Monday, 5 December 2016 – 9:00 a.m. to 5:00 p.m. Tuesday, 6 December 2016 – 9:00 a.m. to 5:00 p.m. Wednesday, 7 December 2016 – 9:00 a.m. to 5:00 p.m. Thursday, 8 December 2016 – 9:00 a.m. to 12:00 noon

  1. The latest time for lodging your application is 12:00 noon on Thursday, 8 December 2016. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “9. Effect of bad weather on the opening of the application lists” in the “How to apply for the Public Offer Shares” section of the Prospectus.

如 閣下欲以香港結算代理人的名義登記將獲發行的公開發售股份,並直接存入中央結算系統,以記存 於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請 使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。
可供申請認購的公開發售股份數目及應繳款項 可供申請認購的公開發售股份數目及應繳款項 可供申請認購的公開發售股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
5,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
45,000
50,000
60,000
70,000
3,030.23
6,060.46
9,090.69
12,120.92
15,151.16
18,181.39
21,211.62
24,241.85
27,272.08
30,302.31
36,362.77
42,423.23
80,000
90,000
100,000
200,000
300,000
400,000
500,000
600,000
700,000
800,000
900,000
1,000,000
48,483.70
54,544.16
60,604.62
121,209.24
181,813.86
242,418.48
303,023.10
363,627.72
424,232.34
484,836.96
545,441.58
606,046.20
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
11,000,000
12,000,000(1)
1,212,092.40
1,818,138.60
2,424,184.80
3,030,231.00
3,636,277.20
4,242,323.40
4,848,369.60
5,454,415.80
6,060,462.00
6,666,508.20
7,272,554.40
(1)
閣下可申請認購的公開發售股份最高數目。
2.
閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格第二頁簽署,只接納親筆簽
名(不得以個人印鑑代替)。
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫
參與者編號。
如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:

表格須載有 閣下的姓名和香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。
如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

表格須載有所有聯名投資者戶口持有人的姓名和其香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。
如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:

表格須載有 閣下的公司名稱和香港商業登記號碼;

須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)如有不確或遺漏或
其他類似事項,均可能導致申請無效。
Sample

如 閣下欲以香港結算代理人的名義登記將獲發行的公開發售股份,並直接存入中央結算系統,以記存 於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請 使用本表格

  1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關申請不獲接納:

支票必須: 銀行本票必須: • 以港元開出; • 不得為期票; • 註明抬頭人為「工銀亞洲代理人有限公司-俊盟國際公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開 • 由香港持牌銀行開出,並由有關銀行授 出;及 權的人士在銀行本票背面簽署核證 閣 • 顯示 閣下的賬戶名稱,而該賬戶名稱 下姓名╱名稱。銀行本票所示姓名╱名 必須已預印在支票上,或由有關銀行授 稱必須與 閣下姓名╱名稱相同。如屬 權的人士在支票背書。賬戶名稱必須 聯名申請,銀行本票背面所示姓名╱名 與 閣下姓名╱名稱相同。如屬聯名申 稱必須與排名首位申請人的姓名╱名稱 請,該賬戶名稱必須與排名首位申請人 相同。 的姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列任何 一家分行特設的收集箱: 中國工商銀行(亞洲)有限公司 地區 分行 地址 港島區: 中環分行 皇后大道中9號1字樓 銅鑼灣分行 軒尼詩道488-490號 軒尼詩大廈地下A舖至1樓 九龍區: 尖沙咀東分行 尖沙咀漆咸道南39號 鐵路大廈地下B舖 觀塘分行 觀塘開源道79號鱷魚恤中心 一樓5號和6號舖 新界區: 荃灣青山公路分行 青山公路荃灣段423-427號地下 沙田分行 沙田中心3樓22J號舖 5. 閣下可於下列時間遞交申請表格:

- 2016年12月5日(星期一) 上午九時正至下午五時正 - 2016年12月6日(星期二) 上午九時正至下午五時正 - 2016年12月7日(星期三) 上午九時正至下午五時正 - 2016年12月8日(星期四) 上午九時正至中午十二時正

  1. 截止遞交申請的時間為2016年12月8日(星期四)中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間登記申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章 程「如何申請公開發售股份」一節「9. 惡劣天氣對開始登記認購申請的影響」)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees and deposited directly into the CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

EFT Solutions Holdings Limited 俊盟國際控股有限公司

(Incorporated in the Cayman Islands with limited liability) PUBLIC OFFER Conditions of your application • confirm that you have received and read the Prospectus and have only relied on the information and representations A. Who can apply contained in the Prospectus in making your application and 1. You and any person(s) for whose benefit you are applying will not rely on any other information or representations must be 18 years of age or older and must have a Hong except those in any supplement to the Prospectus; Kong address. • confirm that you are aware of the restrictions on the Share 2. If you are a firm, the application must be in the individual Offer in the prospectus; members’ names. • agree that none of the Company, the Sole Lead Manager, 3. The number of joint applicants may not exceed 4. the Sole Sponsor, the Underwriters, their respective 4. If you are a body corporate, the application must be directors, officers, employees, partners, agents, advisers signed by a duly authorised officer, who must state and any other parties involved in the Share Offer is or his representative capacity, and stamped with your will be liable for any information and representations not corporation’s chop. in the Prospectus (and any supplement to it); 5. You must be outside the United States, not be a United • undertake and confirm that you or the person(s) for whose States Person (as defined in Regulation S under the U.S. benefit you have made the application have not applied Securities Act) and not be a legal or natural person of the for or taken up, or indicated an interest for, and will not PRC. apply for or take up, or indicate an interest for, any Offer 6. Unless permitted by the GEM Listing Rules, you cannot Shares under the Placing nor participated in the Placing; apply for any Public Offer Shares if you are: • agree to disclose to the Company, its Hong Kong Branch • an existing beneficial owner of shares in the Share Registrar, the receiving bank, the Sole Lead Company and/or any of its subsidiaries; Manager, the Sole Sponsor, the Underwriters and/or their • a Director or chief executive officer of the Company respective advisers and agents any personal data which and/or any of its subsidiaries; they may require about you and the person(s) for whose • a close associate (as defined in the GEM Listing benefit you have made the application; Rules) of any of the above; • if the laws of any place outside Hong Kong apply to your • a connected person (as defined in the GEM application, agree and warrant that you have complied Listing Rules) of the Company or will become a with all such laws and none of the Company, the Sole connected person of the Company immediately upon Lead Manager, the Sole Sponsor and the Underwriters completion of the Share Offer; or nor any of their respective officers or advisers will breach • have been allocated or have applied for or indicated any law outside Hong Kong as a result of the acceptance an interest in any Offer Shares under the Placing or of your offer to purchase, or any action arising from your otherwise participate in the Placing. rights and obligations under the terms and conditions contained in the Prospectus and this Application Form; B. If you are a nominee • agree that once your application has been accepted, You, as a nominee, may make more than one application for you may not rescind it because of an innocent the Public Offer Shares by: (i) giving electronic instructions misrepresentation; to HKSCC via Central Clearing and Settlement System • agree that your application will be governed by the laws (“CCASS”) (if you are a CCASS Participant); or (ii) using a of Hong Kong; WHITE or YELLOW Application Form, and lodging more • represent, warrant and undertake that (i) you understand than one application in your own name on behalf of different that the Public Offer Shares have not been and will not beneficial owners. be registered under the U.S. Securities Act; and (ii) you C. Effect of completing and submitting this Application Form and any person for whose benefit you are applying for By completing and submitting this Application Form, you (and the Public Offer Shares are outside the United States (as if you are joint applicants, each of you jointly and severally) defined in Regulation S) or are a person described in for yourself or as an agent or a nominee on behalf of each paragraph (h)(3) of Rule 902 of Regulation S; person for whom you act: • warrant that the information you have provided is true • undertake to execute all relevant documents and instruct and accurate; and authorise the Company and/or the Sole Lead Manager • agree to accept the Public Offer Shares applied for, or any (or their agents or nominees), as agents of the Company, lesser number allocated to you under the application; to execute any documents for you and to do on your • authorise the Company to place the name of the HKSCC behalf all things necessary to register any Public Offer Nominees on the Company’s register of members as the Shares allocated to you in the name of HKSCC Nominees holder(s) of any Public Offer Shares allocated to you, as required by the Articles of Association; and the Company and/or its agents to deposit any share

  - agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;

  • agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees and deposited directly into the CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

• agree that the shares to be allotted shall be issued in The Company expects to announce the final Offer Price, the the name of HKSCC Nominees and deposited directly indication of the level of interest in the Placing, the level of into CCASS for credit to your investor participant stock applications under the Public Offer and the basis of allocation account or the stock account of your designated CCASS of the Public Offer on Wednesday, 14 December 2016 on the Participant; website of the Stock Exchange at www.hkexnews.hk and • agree that each of HKSCC and HKSCC Nominees the GEM website at www.hkgem.com and the website of the reserves the right (1) not to accept any or part of such Company at www.eftsolutions.com . Results of allocations in allotted shares issued in the name of HKSCC Nominees Public Offer, and the Hong Kong Identity Card/passport/Hong or not to accept such allotted shares for deposit into Kong business registration numbers of successful applicants CCASS; (2) to cause such allotted shares to be withdrawn (where applicable) will be available on the above websites. from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be If your application for Public Offer Shares is successful (in issued in your name (or, if you are a joint applicant, to whole or in part) the first-named applicant) and in such a case, to post the If your application is wholly or partially successful, your Share certificates for such allotted shares at your own risk to the address on your application form by ordinary post or certificate(s) (subject to their becoming valid certificates of to make available the same for your collection; title provided that the Public Offer has become unconditional • agree that each of HKSCC and HKSCC Nominees may and not having been terminated at 8:00 a.m. on Thursday, adjust the number of allotted shares issued in the name of 15 December 2016) will be issued in the name of HKSCC HKSCC Nominees; Nominees and deposited directly into CCASS for credit to your • agree that neither HKSCC nor HKSCC Nominees shall CCASS Investor Participant stock account or the stock account have any liability for the information and representations of your designated CCASS Participant as instructed by you not so contained in the Prospectus and this application in your Application Form on Wednesday, 14 December 2016 form; or, in the event of a contingency, on any other date as shall be • agree that neither HKSCC nor HKSCC Nominees shall be determined by HKSCC or HKSCC Nominees. liable to you in any way; • declare and represent that this is the only application • If you are applying through a designated CCASS made and the only application intended by me/us to be Participant (other than a CCASS Investor Participant): made to benefit me/us or the person for whose benefit I For Public Offer Shares credited to the stock account of am/we are applying; your designated CCASS Participant (other than a CCASS • understand that the Company and the Sole Lead Manager Investor Participant), you can check the number of Public will rely on your declarations and representations in Offer Shares allotted to you with that CCASS Participant. deciding whether or not to make any allotment of any • If you are applying as a CCASS Investor Participant: of the Public Offer Shares to you and that you may be The Company expects to publish the results of CCASS prosecuted for making a false declaration; • (if the application is made for your own benefit) warrant Investor Participants’ applications together with the that no other application has been or will be made for results of the Public Offer on the website of the Stock your benefit on a WHITE or YELLOW Application Exchange at www.hkexnews.hk and the Company’s Form or by giving electronic application instructions website at www.eftsolutions.com on Wednesday, 14 to HKSCC by you or by any one as your agent or by any December 2016. You should check the announcement other person; and published by the Company and report any discrepancies • (if you are making the application as an agent for the to HKSCC before 5:00 p.m. on Wednesday, 14 December benefit of another person) warrant that (i) no other 2016 or such other date as shall be determined by HKSCC application has been or will be made by you as agent for or HKSCC Nominees. Immediately after the credit of the or for the benefit of that person or by that person or by Public Offer Shares to your stock account you can check any other person as agent for that person on a WHITE your new account balance via the CCASS Phone System or YELLOW Application Form or by giving electronic and CCASS Internet System (under the procedures application instructions to HKSCC; and (ii) you have contained in HKSCC’s “An Operating Guide for Investor due authority to sign the Application Form or give Participants” in effect from time to time). HKSCC will electronic application instructions on behalf of that also make available to you an activity statement showing other person as their agent. the number of Public Offer Shares credited to your stock account. D. Power of attorney If your application is made through an authorised attorney, the No receipt will be issued for application money paid. The Company, the Sole Sponsor and the Sole Lead Manager may Company will not issue temporary documents of title. accept or reject your application at its discretion, and on any conditions it thinks fit, including evidence of the attorney’s Refund of your money authority.

If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Public Offer Shares allotted to you with that CCASS Participant. If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Public Offer on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.eftsolutions.com on Wednesday, 14 December 2016. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Wednesday, 14 December 2016 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the final Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

Determination of Offer Price and Allocation of Public Offer Shares

The Offer Price is expected to be fixed on or around Friday, 9 December 2016. Applicants are required to pay the maximum Offer Price of HK$0.60 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee.

If the Offer Price is not agreed between the Company (for itself and on behalf of the Selling Shareholder) and the Sole Lead Manager (for itself and on behalf of the Underwriters), the Share Offer will not proceed. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.

The refund procedures are stated in the “How to apply for the Public Offer Shares – Despatch/collection of share certificates and refund of application monies” section in the Prospectus.

  • 如 閣下欲以香港結算代理人的名義登記將獲發行的公開發售股份,並直接存入中央結算系統,以記存 於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請 使用本表格 EFT Solutions Holdings Limited 俊盟國際控股有限公司 (於開曼群島註冊成立的有限公司) 公開發售

  • 申請條件 • 確認 閣下已接獲及細閱招股章程,提出申請時也僅依 據招股章程載列的資料及陳述,而除招股章程任何補充

  • 甲、 可提出申請的人士 文件外,不會依賴任何其他資料或陳述; 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並 • 確認 閣下知悉招股章程內有關股份發售的限制;

  • 有香港地址。 • 同意本公司、獨家牽頭經辦人、獨家保薦人、包銷商、

    1. 如 閣下為商號,申請須以個別成員名義提出。 彼等各自的董事、高級職員、僱員、合夥人、代理、顧
    1. 聯名申請人不得超過四名。 問及參與股份發售的任何其他人士現時及日後均毋須對
    1. 如 閣下為法人團體,申請須經獲正式授權人員簽署, 並非載於招股章程(及其任何補充文件)的任何資料及
  • 並註明其所屬代表身份及蓋上公司印鑑。 陳述負責;

    1. 閣下必須身處美國境外,並非美籍人士(定義見美國證 券法S規例),亦非中國法人或自然人。S規例),亦非中國法人或自然人。規例),亦非中國法人或自然人。 • 承諾及確認 閣下或 閣下為其利益提出申請的人士並
    1. 除《創業板上市規則》批准外,下列人士概不得申請認 無申請或接納或表示有意認購(亦不會申請或接納或表 購任何公開發售股份: 示有意認購)配售的任何發售股份,也沒有參與配售; • 本公司及╱或其任何附屬公司股份的現有實益擁 • 同意在本公司、香港股份過戶登記分處、收款銀行、 有人; 獨家牽頭經辦人、獨家保薦人、包銷商及╱或彼等各
  • • 本公司及╱或其任何附屬公司的董事或行政總裁; 自的顧問及代理提出要求時,向彼等披露其所要求提供

  • • 上述任何人士的緊密聯繫人(定義見《創業板上市 有關 閣下及 閣下為其利益提出申請的人士的個人資

  • 規則》); 料;

  • • 本公司關連人士(定義見《創業板上市規則》)或緊 • 如香港境外任何地方的法例適用於 閣下的申請,則同

  • 隨股份發售完成後成為本公司關連人士的人士;或 意及保證 閣下已遵守所有有關法例,且本公司、獨家

  • • 已獲分配或已申請或表示有意申請配售的任何發售 牽頭經辦人、獨家保薦人及包銷商和彼等各自的高級職

  • 股份或以其他方式參與配售。 員或顧問概不會因接納 閣下的購買要約,或 閣下在

  • 乙、 如 閣下為代名人 招股章程及本申請表格所載的條款及條件項下的權利及 閣下作為代名人可提交超過一份公開發售股份申請,方法 責任所引致的任何行動,而違反香港境外的任何法例; 是:(i)透過中央結算及交收系統(「中央結算系統」)向香港(i)透過中央結算及交收系統(「中央結算系統」)向香港透過中央結算及交收系統(「中央結算系統」)向香港 • 同意 閣下的申請一經接納,即不得因無意的失實陳述 結算發出電子認購指示(如 閣下為中央結算系統參與者); 而撤銷; 或(ii)使用 白色黃色 申請表格以自身名義代表不同的實益擁 • 同意 閣下的申請受香港法例規管; 有人提交超過一份申請。 • 聲明、保證及承諾:(i)閣下明白公開發售股份不曾亦不(i)閣下明白公開發售股份不曾亦不閣下明白公開發售股份不曾亦不 會根據美國證券法登記;及(ii)閣下及 閣下為其利益(ii)閣下及 閣下為其利益閣下及 閣下為其利益

  • 丙、 填交本申請表格的效用 申請公開發售股份的人士均身處美國境外(定義見S規S規規

  • 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 例),或屬S規例第902條第(h)(3)段所述的人士;S規例第902條第(h)(3)段所述的人士;規例第902條第(h)(3)段所述的人士;902條第(h)(3)段所述的人士;條第(h)(3)段所述的人士;(h)(3)段所述的人士;段所述的人士;

  • 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 • 保證 閣下提供的資料真實及準確;

  • 其行事的每位人士的代理或代名人: • 承諾簽立所有相關文件,並指示及授權本公司及╱或 • 同意接納所申請數目或根據申請分配予 閣下但數目較 作為本公司代理的獨家牽頭經辦人(或彼等的代理或代 少的公開發售股份; 名 人),為按照組織章程細則的規定將 閣下獲分配的 • 授權本公司將香港結算代理人的名稱列入本公司股東名 任何公開發售股份以香港結算代理人的名義登記而代 冊,作為 閣下獲分配的任何公開發售股份的持有人, 表 閣下簽立任何文件,以及代表 閣下辦理一切必要 並授權本公司及╱或其代理將任何股票存入中央結算 事宜;

• 同意本公司、獨家牽頭經辦人、獨家保薦人、包銷商、 2. 如 閣下為商號,申請須以個別成員名義提出。 彼等各自的董事、高級職員、僱員、合夥人、代理、顧 3. 聯名申請人不得超過四名。 問及參與股份發售的任何其他人士現時及日後均毋須對 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署, 並非載於招股章程(及其任何補充文件)的任何資料及 並註明其所屬代表身份及蓋上公司印鑑。 陳述負責; 5. 閣下必須身處美國境外,並非美籍人士(定義見美國證 券法S規例),亦非中國法人或自然人。S規例),亦非中國法人或自然人。規例),亦非中國法人或自然人。 • 承諾及確認 閣下或 閣下為其利益提出申請的人士並 6. 除《創業板上市規則》批准外,下列人士概不得申請認 無申請或接納或表示有意認購(亦不會申請或接納或表 購任何公開發售股份: 示有意認購)配售的任何發售股份,也沒有參與配售; • 本公司及╱或其任何附屬公司股份的現有實益擁 • 同意在本公司、香港股份過戶登記分處、收款銀行、 有人; 獨家牽頭經辦人、獨家保薦人、包銷商及╱或彼等各 • 本公司及╱或其任何附屬公司的董事或行政總裁; 自的顧問及代理提出要求時,向彼等披露其所要求提供 • 上述任何人士的緊密聯繫人(定義見《創業板上市 有關 閣下及 閣下為其利益提出申請的人士的個人資 規則》); 料; • 本公司關連人士(定義見《創業板上市規則》)或緊 • 如香港境外任何地方的法例適用於 閣下的申請,則同 隨股份發售完成後成為本公司關連人士的人士;或 意及保證 閣下已遵守所有有關法例,且本公司、獨家 • 已獲分配或已申請或表示有意申請配售的任何發售 牽頭經辦人、獨家保薦人及包銷商和彼等各自的高級職 股份或以其他方式參與配售。 員或顧問概不會因接納 閣下的購買要約,或 閣下在 乙、 如 閣下為代名人 招股章程及本申請表格所載的條款及條件項下的權利及 閣下作為代名人可提交超過一份公開發售股份申請,方法 責任所引致的任何行動,而違反香港境外的任何法例; 是:(i)透過中央結算及交收系統(「中央結算系統」)向香港(i)透過中央結算及交收系統(「中央結算系統」)向香港透過中央結算及交收系統(「中央結算系統」)向香港 • 同意 閣下的申請一經接納,即不得因無意的失實陳述 結算發出電子認購指示(如 閣下為中央結算系統參與者); 而撤銷;

  • 聲明、保證及承諾:(i)閣下明白公開發售股份不曾亦不(i)閣下明白公開發售股份不曾亦不閣下明白公開發售股份不曾亦不 會根據美國證券法登記;及(ii)閣下及 閣下為其利益(ii)閣下及 閣下為其利益閣下及 閣下為其利益 申請公開發售股份的人士均身處美國境外(定義見S規S規規 例),或屬S規例第902條第(h)(3)段所述的人士;S規例第902條第(h)(3)段所述的人士;規例第902條第(h)(3)段所述的人士;902條第(h)(3)段所述的人士;條第(h)(3)段所述的人士;(h)(3)段所述的人士;段所述的人士;

  • 同意接納所申請數目或根據申請分配予 閣下但數目較 少的公開發售股份;

  • 授權本公司將香港結算代理人的名稱列入本公司股東名 冊,作為 閣下獲分配的任何公開發售股份的持有人, 並授權本公司及╱或其代理將任何股票存入中央結算 系統及╱或以普通郵遞方式按申請所示地址向 閣下 或聯名申請的首名申請人發送任何退款支票,郵誤風險 由 閣下承擔,除非 閣下合資格親身領取退款支票;

  • 同意遵守《公司條例》、《公司(清盤及雜項條文)條例》 及組織章程細則;

  • 確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;

如 閣下欲以香港結算代理人的名義登記將獲發行的公開發售股份,並直接存入中央結算系統,以記存 於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請 使用本表格

  • 同意獲配發的股份是以香港結算代理人的名義發行,並 直接存入中央結算系統,以便記存於 閣下的中央結算 系統投資者戶口持有人股份戶口或 閣下的指定中央結 算系統參與者股份戶口;

本公司預期於2016年12月14日(星期三)在聯交所網站 ( www.hkexnews.hk )及創業板網站 (www.hkgem.com) 以及本 公司網站( www.eftsolutions.com )公佈最終發售價、配售踴躍 程度、公開發售認購水平及公開發售分配基準。公開發售的 分配結果以及成功申請人的香港身份證╱護照╱香港商業

• 同意香港結算及香港結算代理人各自保留權利(1)不接納 分配結果以及成功申請人的香港身份證╱護照╱香港商業 以香港結算代理人名義發行的該等獲配發的任何或部分 登記號碼(如適用)亦同於上述網站公佈。 股份,或不接納該等獲配發的股份存入中央結算系統; (2)促使該等獲配發的股份從中央結算系統提取,並轉 如 閣下成功申請認購公開發售股份(全部或部分) 入 閣下名下,有關風險及費用概由 閣下自行承擔; 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是 及(3)促使該等獲配發的股份以 閣下名義發行(或如屬 到2016年12月15日(星期四)上午八時正公開發售成為無條 聯名申請人,則以排名首位申請人的名義發行),而在 件且並無終止,股票成為有效的所有權證明)將以香港結算 此情況下,會以普通郵遞方式將該等獲配發股份的股票 代理人名義發出,並按 閣下在申請表格的指示於2016年12 寄往 閣下在申請表格上所示地址(郵誤風險概由 閣 月14日(星期三)或在特別情況下由香港結算或香港結算代 下自行承擔)或提供該等股票予 閣下領取; 理人指定的任何其他日期直接存入中央結算系統,記入 閣 • 同意香港結算及香港結算代理人均可調整獲配發以香港 下的中央結算系統投資者戶口持有人股份戶口或 閣下指定 結算代理人名義發行的股份數目; 的中央結算系統參與者股份戶口。 • 同意香港結算及香港結算代理人對招股章程及本申請表 格未有載列的資料及陳述概不負責; ‧ 如 閣下透過中央結算系統投資者戶口持有人以外的指 • 同意香港結算及香港結算代理人概不以任何方式對 閣 定中央結算系統參與者提出申請:公開發售股份將存 下負責; 入 閣下指定的中央結算系統參與者(非中央結算系統 • 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其 投資者戶口持有人)股份戶口, 閣下可向該中央結算 利益提出申請的人士提出及擬提出的唯一申請; 系統參與者查詢 閣下獲配發的公開發售股份數目。 • 明白本公司及獨家牽頭經辦人將依據 閣下的聲明及陳 ‧ 如 閣下以中央結算系統投資者戶口持有人身份 述而決定是否向 閣下分配任何公開發售股份, 閣下 提出申請:本公司預期於2016年12月14日(星期 如作出虛假聲明,可能會被檢控; 三)在聯交所網站 (www.hkexnews.hk) 及本公司網站 • (如本申請是為 閣下本身利益提出)保證 閣下或作 (www.eftsolutions.com) 刊登中央結算系統投資者戶口持 為 閣下代理的任何人士或任何其他人士不曾亦不會 有人的申請結果及公開發售的結果。 閣下應查閱本公 為 閣下利益而以 白色黃色 申請表格或向香港結算發 司刊發的公告,如有任何資料不符,請於2016年12月14 出 電子認購指示 而提出其他申請;及 日(星期三)下午五時正或香港結算或香港結算代理人 • (如 閣下作為代理為另一人士的利益提出申請)保證 釐定的任何其他日期前知會香港結算。在公開發售股份 (i) 閣下(作為代理或為該人士利益)或該人士或任何 存入 閣下的股份戶口後, 閣下即可透過「結算通」 其他作為該人士代理的人士不曾亦不會以 白色黃色 申 電話系統及中央結算系統互聯網系統(根據香港結算當 請表格或向香港結算發出 電子認購指示 而提出其他申 時生效的《投資者戶口操作簡介》所載程序)查詢 閣 請;及(ii) 閣下獲正式授權作為該人士的代理代為簽 。 下的新戶口結餘。香港結算亦將向 閣下提供一份活動 署申請表格或發出 電子認購指示 結單,列出存入 閣下股份戶口的公開發售股份數目。 丁、 授權書 本公司不會就申請時繳付的款項發出收據,亦不會發出臨時 如 閣下透過授權人士提出申請,本公司、獨家保薦人及獨 所有權文件。 家牽頭經辦人可按其認為合適的條件(包括出示獲授權證明) 酌情接納或拒絕 閣下的申請。

退回款項

釐定發售價及公開發售股份的分配

發售價預期將於2016年12月9日(星期五)或前後釐定。申請 人須繳付每股公開發售股份0.60港元的最高發售價,另加1% 經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。

倘本公司(為其本身及代表售股股東)與獨家牽頭經辦人(為 其本身及代表包銷商)並無協定發售價,股份發售將不會進 行。截止登記認購申請前,概不處理公開發售股份的申請及 配發任何公開發售股份。

如 閣下未獲分配任何公開發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款(包括相關的1%經 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費)。 倘最終發售價低於最高發售價,本公司將不計利息向 閣下 退回多收申請股款(包括相關的1%經紀佣金、0.0027%證監 會交易徵費及0.005%聯交所交易費)。

有關退款程序載於招股章程「如何申請公開發售股份-寄發 ╱領取股票及退還申請款項」一節。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees and deposited directly into the CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

Personal Information Collection Statement

regulators and/or any other purposes to which the securities’ holders may from time to time agree.

This Personal Information Collection Statement informs securities’ holders may from time to time agree. the applicant for, and holder of, Public Offer Shares, of 3. Transfer of personal data the policies and practices of the Company and its Hong Personal data held by the Company and its Hong Kong Kong Branch Share Registrar in relation to personal Branch Share Registrar relating to the securities holders data and the Personal Data (Privacy) Ordinance (Chapter will be kept confidential but the Company and its 486 of the Laws of Hong Kong) (the “Ordinance”). Hong Kong Branch Share Registrar may, to the extent 1. Reasons for the collection of your personal data necessary for achieving any of the above purposes, It is necessary for applicants and registered holders disclose, obtain or transfer (whether within or outside of securities to supply correct personal data to the Hong Kong) the personal data to, from or with any of Company or its agents and the Hong Kong Branch Share the following: Registrar when applying for securities or transferring • the Company’s appointed agents such as financial securities into or out of their names or in procuring the advisers and receiving bankers; services of the Hong Kong Branch Share Registrar. • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who Failure to supply the requested data may result in your will use the personal data for the purposes of application for securities being rejected, or in delay or operating CCASS; the inability of the Company or its Hong Kong Branch • any agents, contractors or third-party Share Registrar to effect transfers or otherwise render service providers who offer administrative, their services. It may also prevent or delay registration telecommunications, computer, payment or other or transfers of the Public Offer Shares which you have services to the Company or its Hong Kong Branch successfully applied for and/or the dispatch of share Share Registrar in connection with their respective certificate(s) and/or refund cheque(s) to which you are entitled. business operation; • the Stock Exchange, the SFC and any other It is important that securities holders inform the Company statutory regulatory or governmental bodies or and the Hong Kong Branch Share Registrar immediately otherwise as required by laws, rules or regulations; of any inaccuracies in the personal data supplied. and 2. Purposes • any persons or institutions with which the The personal data of the securities holders may be used, securities’ holders have or propose to have held, processed, and/or stored (by whatever means) for dealings, such as their bankers, solicitors, the following purposes: accountants or stockbrokers etc. • processing your application and refund cheque, 4. Retention of personal data where applicable, verification of compliance with The Company and its Hong Kong Branch Share Registrar the terms and application procedures set out in will keep the personal data of the applicants and holders this Application Form and the Prospectus and of securities for as long as necessary to fulfil the purposes announcing results of allocation of the Public Offer for which the personal data were collected. Personal data Shares; which is no longer required will be destroyed or dealt • compliance with applicable laws and regulations in with in accordance with the Ordinance. Hong Kong and elsewhere; • registering new issues or transfers into or out of 5. Access to and correction of personal data Securities holders have the right to ascertain whether the names of securities’ holders including, where the Company or the Hong Kong Branch Share Registrar applicable, HKSCC Nominees; • maintaining or updating the register of securities’ hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company holders of the Company; • verifying securities holders’ identities; and the Hong Kong Branch Share Registrar have the • establishing benefit entitlements of securities’ right to charge a reasonable fee for the processing of such requests. holders of the Company, such as dividends, rights issues, bonus issues, etc.; All requests for access to data or correction of data

  • processing your application and refund cheque, 4. Retention of personal data where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

  • • compliance with applicable laws and regulations in with in accordance with the Ordinance. Hong Kong and elsewhere; 5.

  • • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • • maintaining or updating the register of securities’ holders of the Company;

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section “Corporate information” in the Prospectus or as notified from time to time, for the attention of the company secretary, or its Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities’ holders profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以香港結算代理人的名義登記將獲發行的公開發售股份,並直接存入中央結算系統,以記存 於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請 使用本表格

個人資料

個人資料收集聲明 對證券持有人及╱或監管機構承擔的責任 此項個人資料收集聲明是向公開發售股份的申請 及╱或證券持有人不時同意的任何其他用途。 人和持有人說明有關本公司及其香港股份過戶登 記分處有關個人資料和香港法例第486章《個人資 3. 轉交個人資料 料(私隱)條例》(「《條例》」)方面的政策和慣例。(「《條例》」)方面的政策和慣例。 本公司及其香港股份過戶登記分處所持有關證券 持有人的個人資料將會保密,但本公司及其香港 1. 收集 閣下個人資料的原因 股份過戶登記分處可以在為達到上述任何用途之 證券申請人及登記持有人以本身名義申請證券或 必要情況下,向下列任何人士披露、獲取或轉交 (無論在香港境內或境外)有關個人資料: 轉讓或受讓證券時或尋求香港股份過戶登記分處 ‧ 本公司委任的代理人,例如財務顧問和收款 的服務時,必須向本公司或其代理人及香港股份 銀行; 過戶登記分處提供準確個人資料。 ‧ (如證券申請人要求將證券存於中央結算系 統)香港結算或香港結算代理人;彼等將會 未能提供所要求的資料可能導致 閣下申請證券 就中央結算系統的運作使用有關個人資料; 被拒或延遲,或本公司或其香港股份過戶登記分 ‧ 向本公司或其香港股份過戶登記分處提供與 處無法落實轉讓或提供服務。此舉也可能妨礙或 其各自業務營運有關的行政、電訊、電腦、 延遲登記或轉讓 閣下成功申請的公開發售股份 付款或其他服務的任何代理人、承包商或第 及╱或寄發 閣下應得的股票及╱或退款支票。 三方服務供應商; ‧ 聯交所、證監會及任何其他法定監管機關或 證券持有人所提供的個人資料如有任何錯誤,須 政府部門或遵照其他法例、規則或規例;及 立即通知本公司及香港股份過戶登記分處。 ‧ 證券持有人與其進行或擬進行交易的任何人 士或機構,例如彼等的銀行、律師、會計師 2. 用途 或股票經紀等。 證券持有人的個人資料可以任何方式被採用、持 有、處理及╱或保存,以作下列用途: 4. 個人資料的保留 ‧ 處理 閣下的申請及退款支票(如適用)、核 本公司及其香港股份過戶登記分處將按收集個人 實是否符合本申請表格及招股章程載列的條 資料所需的用途保留證券申請人及持有人的個人 款和申請程序以及公佈公開發售股份的分配 資料。無須保留的個人資料將會根據《條例》銷 結果; 毀或處理。 ‧ 遵守香港及其他地區的適用法律及規例; ‧ 以證券持有人(包括香港結算代理人(如適 5. 查閱和更正個人資料 用))的名義登記新發行證券或轉讓或受讓證 證券持有人有權確定本公司或香港股份過戶登記 券; 分處是否持有其個人資料,並有權索取有關該資 ‧ 存置或更新本公司證券持有人的名冊; 料的副本並更正任何不準確資料。本公司和香港 ‧ 核實證券持有人的身份; 股份過戶登記分處有權就處理任何查閱資料的要 ‧ 確定本公司證券持有人的受益權利,例如股 求收取合理費用。 息、供股和紅股等;

料(私隱)條例》(「《條例》」)方面的政策和慣例。(「《條例》」)方面的政策和慣例。 本公司及其香港股份過戶登記分處所持有關證券 持有人的個人資料將會保密,但本公司及其香港 1. 收集 閣下個人資料的原因 股份過戶登記分處可以在為達到上述任何用途之 證券申請人及登記持有人以本身名義申請證券或 必要情況下,向下列任何人士披露、獲取或轉交 (無論在香港境內或境外)有關個人資料: 轉讓或受讓證券時或尋求香港股份過戶登記分處 ‧ 本公司委任的代理人,例如財務顧問和收款 的服務時,必須向本公司或其代理人及香港股份 銀行; 過戶登記分處提供準確個人資料。 ‧ (如證券申請人要求將證券存於中央結算系 統)香港結算或香港結算代理人;彼等將會 未能提供所要求的資料可能導致 閣下申請證券 就中央結算系統的運作使用有關個人資料; 被拒或延遲,或本公司或其香港股份過戶登記分 ‧ 向本公司或其香港股份過戶登記分處提供與 處無法落實轉讓或提供服務。此舉也可能妨礙或 其各自業務營運有關的行政、電訊、電腦、 延遲登記或轉讓 閣下成功申請的公開發售股份 付款或其他服務的任何代理人、承包商或第 及╱或寄發 閣下應得的股票及╱或退款支票。 三方服務供應商; ‧ 聯交所、證監會及任何其他法定監管機關或 證券持有人所提供的個人資料如有任何錯誤,須 政府部門或遵照其他法例、規則或規例;及 立即通知本公司及香港股份過戶登記分處。 ‧ 證券持有人與其進行或擬進行交易的任何人 士或機構,例如彼等的銀行、律師、會計師 2. 用途 或股票經紀等。

所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書或向本公司的香港股份過戶登 記分處的個人資料私隱事務主任提出。

  • ‧ 分發本公司及其附屬公司的通訊;

  • ‧ 編製統計數據和證券持有人資料;

  • ‧ 披露有關資料以便就權益索償;及

  • ‧ 與上述有關的任何其他附帶或相關用途及╱ 或使本公司及香港股份過戶登記分處能履行

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。