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Edwards Lifesciences Corp — Director's Dealing 2021
May 8, 2021
30042_dirs_2021-05-07_36207592-0e61-4cc3-bf93-986bd1eb01b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2021-05-07
Reporting Person: BOBO DONALD E JR (CVP,Strategy/Corp Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Common Stock | M | 11050.0000 | $21.7600 | Acquired | 63894.8505 | Direct |
| 2021-05-07 | Common Stock | S | 3866.0000 | $93.2259 | Disposed | 60028.8505 | Direct |
| 2021-05-07 | Common Stock | S | 7184.0000 | $92.1382 | Disposed | 52844.8505 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | Employee Stock Option (Right to Acquire) | $21.7600 | M | 11050.0000 | Disposed | 2022-05-13 | Common Stock (11050.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38158.4268 | Indirect |
| Common Stock | 123820.0000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 1, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $92.8600 to $93.6100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $91.8000 to $92.7900. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.