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Edwards Lifesciences Corp — Director's Dealing 2021
May 26, 2021
30042_dirs_2021-05-25_f37dd2fa-d026-451b-bf12-a0aee62277b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2021-05-24
Reporting Person: MUSSALLEM MICHAEL A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-24 | Common Stock | M | 33000.0000 | $21.7600 | Acquired | 221001.8200 | Direct |
| 2021-05-24 | Common Stock | S | 6623.0000 | $96.1300 | Disposed | 214378.8200 | Direct |
| 2021-05-24 | Common Stock | S | 26377.0000 | $95.5500 | Disposed | 188001.8200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-24 | Employee Stock Option (Right to Acquire) | $21.7600 | M | 33000.0000 | Disposed | 2022-05-13 | Common Stock (33000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 371728.8872 | Indirect |
| Common Stock | 3147787.0000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $95.9400 to $96.4250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $94.9200 to $95.9200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.