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Edwards Lifesciences Corp — Director's Dealing 2021
Jun 10, 2021
30042_dirs_2021-06-09_1afc02ab-6f86-449e-bd7b-5724905925ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2021-06-09
Reporting Person: MUSSALLEM MICHAEL A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-09 | Common Stock | M | 45050.0000 | $21.7600 | Acquired | 233051.8200 | Direct |
| 2021-06-09 | Common Stock | G | 12500.0000 | $0.0000 | Disposed | 220551.8200 | Direct |
| 2021-06-09 | Common Stock | S | 32550.0000 | $97.2300 | Disposed | 188001.8200 | Direct |
| 2021-06-09 | Common Stock | G | 12500.0000 | $0.0000 | Acquired | 3160287.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-09 | Employee Stock Option (Right to Acquire) | $21.7600 | M | 45050.0000 | Disposed | 2022-05-13 | Common Stock (45050.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 371728.8872 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $96.8350 to $97.7900. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.