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Edwards Lifesciences Corp — Director's Dealing 2021
Sep 16, 2021
30042_dirs_2021-09-16_fbb4a1ac-3b3e-44a6-b490-67f76ef9402f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2021-09-15
Reporting Person: MUSSALLEM MICHAEL A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Common Stock | M | 45050.0000 | $21.7600 | Acquired | 233051.8200 | Direct |
| 2021-09-15 | Common Stock | S | 4983.0000 | $120.5300 | Disposed | 228068.8200 | Direct |
| 2021-09-15 | Common Stock | G | 12500.0000 | $0.0000 | Disposed | 215568.8200 | Direct |
| 2021-09-15 | Common Stock | S | 27567.0000 | $121.2900 | Disposed | 188001.8200 | Direct |
| 2021-09-15 | Common Stock | G | 12500.0000 | $0.0000 | Acquired | 3197787.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Employee Stock Option (Right to Acquire) | $21.7600 | M | 45050.0000 | Disposed | 2022-05-13 | Common Stock (45050.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 371726.1821 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $119.9300 to $120.9300. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $120.9400 to $121.8700. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.