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Edwards Lifesciences Corp — Director's Dealing 2021
Nov 5, 2021
30042_dirs_2021-11-05_629cfba9-33fd-4da9-a093-d0a520e509e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2021-11-05
Reporting Person: BOBO DONALD E JR (CVP,Strategy/Corp Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Common Stock | M | 11050.0000 | $21.7600 | Acquired | 67449.3995 | Direct |
| 2021-11-05 | Common Stock | S | 4591.0000 | $117.6789 | Disposed | 62858.3995 | Direct |
| 2021-11-05 | Common Stock | S | 6459.0000 | $116.8051 | Disposed | 56399.3995 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Employee Stock Option (Right to Acquire) | $21.7600 | M | 11050.0000 | Disposed | 2022-05-13 | Common Stock (11050.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38157.8315 | Indirect |
| Common Stock | 123820.0000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 1, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $117.42 to $118.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $116.40 to $117.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.