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Edwards Lifesciences Corp — Director's Dealing 2021
Nov 19, 2021
30042_dirs_2021-11-19_bc560d79-f973-475a-aa85-7ace484d449f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2021-11-18
Reporting Person: Szyman Catherine M. (CVP, Critical Care)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | Common Stock | M | 10000.0000 | $21.7600 | Acquired | 37414.5223 | Direct |
| 2021-11-18 | Common Stock | S | 1253.0000 | $118.8724 | Disposed | 36161.5223 | Direct |
| 2021-11-18 | Common Stock | S | 2390.0000 | $116.9817 | Disposed | 33771.5223 | Direct |
| 2021-11-18 | Common Stock | S | 6357.0000 | $117.8849 | Disposed | 27414.5223 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Employee Stock Option (Right to Acquire) | $21.7600 | M | 10000.0000 | Disposed | 2022-05-13 | Common Stock (10000.0000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $118.5900 to $118.8800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $116.4900 to $117.3600. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $117.5790 to $118.4800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.