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Edwards Lifesciences Corp — Director's Dealing 2014
Aug 19, 2014
30042_dirs_2014-08-19_cc6cf319-d817-49c2-9e64-a4a6a5f868bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2014-08-18
Reporting Person: Wood Larry L (CVP, THV Replacement)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-18 | Common Stock | M | 90000.0000 | $31.4700 | Acquired | 103509.0237 | Direct |
| 2014-08-18 | Common Stock | S | 30722.0000 | $97.6770 | Disposed | 72787.0237 | Direct |
| 2014-08-18 | Common Stock | S | 33030.0000 | $98.0194 | Disposed | 39757.0237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-18 | Employee Stock Option (Right to Acquire) | $31.4700 | M | 90000.0000 | Disposed | 2016-05-06 | Common Stock (90000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 82.6669 | Indirect |
Footnotes
F1: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
F2: This transaction was executed in multiple trades at prices ranging from $96.89 to $97.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $97.8892 to $98.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: Shares represented on the most recent statement of the 401(k) Plan Administrator where a unitized accounting procedure is utilized to convert the equities to share equivalents.