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Edwards Lifesciences Corp — Director's Dealing 2012
Aug 28, 2012
30042_dirs_2012-08-28_d36d2769-be73-4e62-987f-3fabdd63ef76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2012-08-24
Reporting Person: Abate Thomas M (CVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-24 | Common Stock | M | 20000.0000 | $21.5000 | Acquired | 66474.0000 | Direct |
| 2012-08-24 | Common Stock | S | 8877.0000 | $99.3700 | Disposed | 57597.0000 | Direct |
| 2012-08-24 | Common Stock | S | 11123.0000 | $98.9500 | Disposed | 46474.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-24 | Employee Stock Option (Right to Acquire) | $21.5000 | M | 20000.0000 | Disposed | 2013-02-15 | Common Stock (20000.0000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2012.
F2: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
F3: This transaction was executed in multiple trades at prices ranging from $99.32 to $99.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $98.32 to $99.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.