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Edwards Lifesciences Corp — Director's Dealing 2012
Jul 10, 2012
30042_dirs_2012-07-10_f68ec0dc-66dd-4ce3-85fe-77f72ec8f906.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2012-07-10
Reporting Person: MUSSALLEM MICHAEL A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-10 | Common Stock | M | 35000.0000 | $21.9550 | Acquired | 297568.0000 | Direct |
| 2012-07-10 | Common Stock | S | 1100.0000 | $103.5300 | Disposed | 296468.0000 | Direct |
| 2012-07-10 | Common Stock | S | 8400.0000 | $102.7000 | Disposed | 288068.0000 | Direct |
| 2012-07-10 | Common Stock | S | 25500.0000 | $101.7700 | Disposed | 262568.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-10 | Employee Stock Option (Right to Acquire) | $21.9550 | M | 35000.0000 | Disposed | 2013-05-10 | Common Stock (35000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 61965.0000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2012.
F2: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
F3: This transaction was executed in multiple trades at prices ranging from $103.51 to $103.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $102.44 to $103.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $101.43 to $102.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Shares represented on the most recent statement of the 401(k) Plan Administrator where a unitized accounting procedure is utilized to convert the equities to share equivalents.