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Edwards Lifesciences Corp — Director's Dealing 2012
Jan 9, 2012
30042_dirs_2012-01-09_66881743-f42c-4c17-9d2f-1c6c921a1845.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2012-01-09
Reporting Person: MUSSALLEM MICHAEL A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-09 | Common Stock | M | 35000.0000 | $22.9500 | Acquired | 296088.0000 | Direct |
| 2012-01-09 | Common Stock | S | 35000.0000 | $72.3800 | Disposed | 261088.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-09 | Employee Stock Option (Right to Acquire) | $22.9500 | M | 35000.0000 | Disposed | 2012-05-11 | Common Stock (35000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 61955.0000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2010.
F2: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
F3: This transaction was executed in multiple trades at prices ranging from $71.90 to $72.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Shares represented on the most recent statement of the 401(k) Plan Administrator where a unitized accounting procedure is utilized to convert the equities to share equivalents.