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Edwards Lifesciences Corp — Director's Dealing 2011
Aug 30, 2011
30042_dirs_2011-08-30_e188972c-4893-4a0a-9c16-a34630b67d2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Edwards Lifesciences Corp (EW)
CIK: 0001099800
Period of Report: 2011-08-26
Reporting Person: Verguet Patrick B (CVP, Europe)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-26 | Common Stock | M | 12000.0000 | $22.9500 | Acquired | 60382.0000 | Direct |
| 2011-08-26 | Common Stock | S | 12000.0000 | $72.1800 | Disposed | 48382.0000 | Direct |
| 2011-08-29 | Common Stock | M | 5000.0000 | $22.9500 | Acquired | 53382.0000 | Direct |
| 2011-08-29 | Common Stock | S | 5000.0000 | $74.5300 | Disposed | 48382.0000 | Direct |
| 2011-08-30 | Common Stock | M | 5000.0000 | $22.9500 | Acquired | 53382.0000 | Direct |
| 2011-08-30 | Common Stock | M | 5000.0000 | $74.5000 | Disposed | 48382.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-26 | Employee Stock Option (Right to Acquire) | $22.9500 | M | 12000.0000 | Disposed | 2012-05-11 | Common Stock (12000.0000) | Direct |
| 2011-08-29 | Employee Stock Option (Right to Acquire) | $22.9500 | M | 5000.0000 | Disposed | 2012-05-11 | Common Stock (5000.0000) | Direct |
| 2011-08-30 | Employee Stock Option (Right to Acquire) | $22.9500 | M | 5000.0000 | Disposed | 2012-05-11 | Common Stock (5000.0000) | Direct |
Footnotes
F1: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person. This amount includes quarterly acquisition of shares under the Edwards Lifesciences Corporation Employee Stock Purchase Plan as reflected on the most recent report of the plan administrator.
F2: This transaction was executed in multiple trades at prices ranging from $72.07 to $72.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $74.50 to $74.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.