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Editas Medicine, Inc. — Director's Dealing 2016
Feb 9, 2016
33260_dirs_2016-02-09_a7cefd3a-f3d0-4fe1-ac92-e3284e2b1ec7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Editas Medicine, Inc. (EDIT)
CIK: 0001650664
Period of Report: 2016-02-08
Reporting Person: Borisy Alexis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-08 | Common Stock | C | 0 | — | Acquired | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-08 | Series A-1 Preferred Stock | $ | C | 0 | Disposed | Common Stock (0) | Indirect | |
| 2016-02-08 | Series A-2 Preferred Stock | $ | C | 0 | Disposed | Common Stock (0) | Indirect | |
| 2016-02-08 | Series B Preferred Stock | $ | C | 0 | Disposed | Common Stock (0) | Indirect |
Footnotes
F1: Represents 4,656,176 shares held by Third Rock Ventures III, L.P. (the "Fund") received by the Fund upon conversion of Series A-1, Series A-2 and Series B Preferred Stock upon closing of the Issuer's initial public offering.
F2: The Series A-1, Series A-2 and Series B Preferred Stock converted into Common Stock on a 2.6-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-1, Series A-2 and B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
F3: The reporting person is a partner of Third Rock Ventures GP III, L.P., which is the general partner of the Fund. The reporting person disclaims beneficial ownership over the shares held by the Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares.
F4: Prior to the conversion, the Fund held 6,628,542 shares of Series A-1 Preferred Stock, 5,255,300 shares of Series A-2 Preferred Stock and 222,222 shares of Series B Preferred Stock.
F5: Prior to the conversion, the shares of Common Stock underlying Series A-1, Series A-2 and Series B Preferred Stock held by the Fund were 2,549,437, 2,021,269 and 85,470, respectively.