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EDISON INTERNATIONAL — Director's Dealing 2017
Nov 17, 2017
30271_dirs_2017-11-17_eed55924-d7eb-4f2d-a4ce-43743406dfc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EDISON INTERNATIONAL (EIX)
CIK: 0000827052
Period of Report: 2017-11-15
Reporting Person: Litzinger Ronald L (Pres. Edison Energy Group, Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock | M | 14121 | $49.95 | Acquired | 14121 | Direct |
| 2017-11-15 | Common Stock | M | 16466 | $51.38 | Acquired | 30587 | Direct |
| 2017-11-15 | Common Stock | M | 30554 | $24.84 | Acquired | 61141 | Direct |
| 2017-11-15 | Common Stock | M | 30225 | $33.30 | Acquired | 91366 | Direct |
| 2017-11-15 | Common Stock | M | 38591 | $37.96 | Acquired | 129957 | Direct |
| 2017-11-15 | Common Stock | M | 41554 | $43.10 | Acquired | 171511 | Direct |
| 2017-11-15 | Common Stock | M | 53207 | $48.48 | Acquired | 224718 | Direct |
| 2017-11-15 | Common Stock | S | 222693 | $81.9946 | Disposed | 2025 | Direct |
| 2017-11-15 | Common Stock | S | 2025 | $82.9684 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Non-qualified Stock Options (Right to Buy) | $49.95 | M | 14121 | Disposed | 2018-01-02 | Common Stock (14121.0) | Direct |
| 2017-11-15 | Non-qualified Stock Options (Right to Buy) | $51.38 | M | 16466 | Disposed | 2018-01-02 | Common Stock (16466.0) | Direct |
| 2017-11-15 | Non-qualified Stock Options (Right to Buy) | $24.84 | M | 30554 | Disposed | 2019-01-02 | Common Stock (30554.0) | Direct |
| 2017-11-15 | Non-qualified Stock Options (Right to Buy) | $33.3 | M | 30225 | Disposed | 2020-01-02 | Common Stock (30225.0) | Direct |
| 2017-11-15 | Non-qualified Stock Options (Right to Buy) | $37.96 | M | 38591 | Disposed | 2021-01-04 | Common Stock (38591.0) | Direct |
| 2017-11-15 | Non-qualified Stock Options (Right to Buy) | $43.1 | M | 41554 | Disposed | 2022-01-03 | Common Stock (41554.0) | Direct |
| 2017-11-15 | Non-qualified Stock Options (Right to Buy) | $48.48 | M | 53207 | Disposed | 2023-01-03 | Common Stock (53207.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65615 | Indirect |
Footnotes
F1: Relationship of Reporting Person to Issuer: Edison Energy Group, Inc. is a subsidiary of Edison International.
F2: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2017.
F3: This transaction was executed in multiple trades at prices ranging from $81.69 to $82.62. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $82.87 to $83.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
F5: The options vested in four equal annual installments beginning on January 2, 2009.
F6: The options vested in four equal annual installments beginning on January 2, 2010.
F7: The options vested in four equal annual installments beginning on January 2, 2011.
F8: The options vested in four equal annual installments beginning on January 2, 2012.
F9: The options vested in four equal annual installments beginning on January 2, 2013.
F10: The expiration date of the options was originally reported as January 2, 2022; however, since the referenced date falls on a Sunday, the date will be the next succeeding business day, which is January 3, 2022.
F11: The options vested in four equal annual installments beginning on January 2, 2014.