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EDISON INTERNATIONAL — Director's Dealing 2016
Nov 16, 2016
30271_dirs_2016-11-16_f660850c-40a9-4e5b-8d70-d4bba20bc921.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EDISON INTERNATIONAL (EIX)
CIK: 0000827052
Period of Report: 2016-11-15
Reporting Person: Litzinger Ronald L (Pres. Edison Energy Group, Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock | M | 12054 | $47.41 | Acquired | 12054 | Direct |
| 2016-11-15 | Common Stock | M | 7638 | $24.84 | Acquired | 19692 | Direct |
| 2016-11-15 | Common Stock | M | 5037 | $33.30 | Acquired | 24729 | Direct |
| 2016-11-15 | Common Stock | M | 6432 | $37.96 | Acquired | 31161 | Direct |
| 2016-11-15 | Common Stock | M | 6925 | $43.10 | Acquired | 38086 | Direct |
| 2016-11-15 | Common Stock | S | 38086 | $69.4047 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Non-qualified Stock Options (Right to Buy) | $47.41 | M | 12054 | Disposed | 2017-01-03 | Common Stock (12054.0) | Direct |
| 2016-11-15 | Non-qualified Stock Options (Right to Buy) | $24.84 | M | 7638 | Disposed | 2019-01-02 | Common Stock (7638.0) | Direct |
| 2016-11-15 | Non-qualified Stock Options (Right to Buy) | $33.3 | M | 5037 | Disposed | 2020-01-02 | Common Stock (5037.0) | Direct |
| 2016-11-15 | Non-qualified Stock Options (Right to Buy) | $37.96 | M | 6432 | Disposed | 2021-01-04 | Common Stock (6432.0) | Direct |
| 2016-11-15 | Non-qualified Stock Options (Right to Buy) | $43.1 | M | 6925 | Disposed | 2022-01-03 | Common Stock (6925.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 63189 | Indirect |
Footnotes
F1: Relationship of Reporting Person to Issuer: Edison Energy Group, Inc. is a subsidiary of Edison International.
F2: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2016.
F3: This transaction was executed in multiple trades at prices ranging from $68.87 to $69.77. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
F4: The options vested in four equal annual installments beginning on January 2, 2008.
F5: The options vested in four equal annual installments beginning on January 2, 2010.
F6: The options vested in four equal annual installments beginning on January 2, 2011.
F7: The options vested in four equal annual installments beginning on January 2, 2012.
F8: The options vested in four equal annual installments beginning on January 2, 2013.
F9: The expiration date of the options was originally reported as January 2, 2022; however, since the referenced date falls on a Sunday, the date will be the next succeeding business day, which is January 3, 2022.