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EDISON INTERNATIONAL — Director's Dealing 2014
Nov 14, 2014
30271_dirs_2014-11-14_59e259d3-ee8a-4f52-909a-523b2c581893.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EDISON INTERNATIONAL (EIX)
CIK: 0000827052
Period of Report: 2014-11-12
Reporting Person: Adler Robert L (Exec. VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-12 | Common Stock | M | 70808 | $37.96 | Acquired | 89968 | Direct |
| 2014-11-12 | Common Stock | S | 70808 | $62.3325 | Disposed | 19160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-12 | Non-qualified Stock Options (Right to Buy) | $37.96 | M | 70808 | Disposed | 2021-01-04 | Common Stock (70808.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4927.3838 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $61.88 to $62.70. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
F3: The holdings reported herein include transactions pursuant to the Edison 401(k) Savings Plan exempt from reporting under Section 16(a).
F4: The 70,808 options exercised in this transaction vested in three equal annual installments beginning on January 2, 2012; however if January 2 fell on a holiday or a weekend, the vesting date was the next succeeding business day. The remaining 23,603 options from the 94,411 granted will vest on January 2, 2015.