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EDGEWELL PERSONAL CARE Co — Director's Dealing 2013
Nov 7, 2013
32283_dirs_2013-11-07_b86f0eae-350e-4940-94ed-46e4ee133c84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGIZER HOLDINGS INC (ENR)
CIK: 0001096752
Period of Report: 2013-11-05
Reporting Person: KLEIN WARD M (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-05 | Energizer Holdings, Inc. Common Stock | M | 19789.0 | $0.0 | Acquired | 62581 | Direct |
| 2013-11-05 | Energizer Holdings, Inc. Common Stock | F | 9489.0 | $100.88 | Disposed | 53092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | Restricted Stock Equiv. 11/1/10 PB | $0.0 | D | 33841.0 | Disposed | Energizer Holdings, Inc. Common Stock (33841) | Direct | |
| 2013-11-05 | Restricted Stock Equiv. 11/1/10 PB | $0.0 | M | 19789.0 | Disposed | Energizer Holdings, Inc. Common Stock (19789) | Direct | |
| 2013-11-06 | Restricted Stock Equivalent 11/6/13 TB | $0.0 | A | 10831.0 | Acquired | Energizer Holdings, Inc. Common Stock (10831) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Energizer Holdings, Inc. Common Stock | 5200 | Indirect |
| Energizer Holdings, Inc. Common Stock | 12000 | Indirect |
| Energizer Holdings, Inc. Common Stock | 800 | Indirect |
| Energizer Holdings, Inc. Common Stock | 12000 | Indirect |
| Energizer Holdings, Inc. Common Stock | 5523 | Indirect |
Footnotes
F1: 12.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2013, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/10 and 9/30/13, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
F2: Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/6/2016 if Recipient is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.