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Edesa Biotech, Inc. — Director's Dealing 2018
Mar 15, 2018
35006_dirs_2018-03-14_3c8d03b8-f4a7-46d3-aace-5209584049b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Stellar Biotechnologies, Inc. (SBOT)
CIK: 0001540159
Period of Report: 2018-02-22
Reporting Person: MORSE DANIEL E. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-22 | Common Shares, without par value | S | 7800 | $0.784 | Disposed | 28866 | Indirect |
| 2018-02-26 | Common shares, without par value | S | 7000 | $0.790 | Disposed | 21866 | Indirect |
| 2018-02-28 | Common shares, without par value | S | 7000 | $0.790 | Disposed | 14866 | Indirect |
| 2018-03-09 | Common shares, without par value | S | 7000 | $0.805 | Disposed | 7866 | Indirect |
| 2018-03-12 | Common shares, without par value | S | 3500 | $0.797 | Disposed | 4366 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-12 | Share Option (Right to Buy) | $0.84 | A | 2500 | Acquired | 2025-03-12 | Common Shares (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, without par value | 194523 | Direct |
Footnotes
F1: Option grant under the 2017 Incentive Compensation Plan, which shall vest as to one-third immediately, as to one-third on March 12, 2019 and as to the remaining one-third on September 12, 2019.
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