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EDAP TMS SA — Major Shareholding Notification 2011
Feb 7, 2011
34258_mrq_2011-02-07_c8e9b91e-a30f-43ef-93d9-b66837d48341.zip
Major Shareholding Notification
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SC 13G/A 1 f03558sc13gza.htm SC 13G/A sc13gza PAGEBREAK
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G (Amendment No. 1)
Under the Securities Exchange Act of 1934
EDAP TMS S.A.
(Name of Issuer)
American Depositary Shares
(Title of Class of Securities)
268311 10 7
(CUSIP Number)
December 31, 2010
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
PAGEBREAK
CUSIP No. 268311 10 7
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Siemens France Holding (formerly known as Siemens France S.A.) | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| (a) o | ||
| (b) o | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Republic of France | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 0 | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 8 | SHARED DISPOSITIVE POWER |
| 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 0 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW | |
| (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |
| 0% | ||
| 12 | TYPE OF REPORTING PERSON | |
| CO |
2
PAGEBREAK
CUSIP No. 268311 10 7
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Siemens Aktiengesellschaft | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| (a) o | ||
| (b) o | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Federal Republic of Germany | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 0 | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH | 8 | SHARED DISPOSITIVE POWER |
| 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 0 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW | |
| (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |
| 0% | ||
| 12 | TYPE OF REPORTING PERSON | |
| CO |
3
PAGEBREAK
Item 1.
(a) Name of Issuer:
EDAP TMS S.A.
(b) Address of Issuers Principal Executive Offices:
Parc dActivités la Poudrette Lamartine 4/6 rue du Dauphiné 69120 Vaulx-en-Velin, France
Item 2.
(a) Name of Person Filing:
This Statement is filed by Siemens France Holding (Siemens France), a société par actions simplifiée organized under the laws of the Republic of France (formerly known as Siemens France S.A.), and by Siemens Aktiengesellschaft (Siemens AG), a public corporation organized under the laws of the Federal Republic of Germany. Siemens France is a wholly owned indirect subsidiary of Siemens AG.
(b) Address of Principal Business Office:
The principal business address of Siemens France is located at 9, Boulevard Finot, F 93200 Saint-Denis, France. The principal business address of Siemens AG is located at Wittelsbacherplatz 2, D-80333, Munich, Germany.
(c) Citizenship:
Not applicable
(d) Title of Class of Securities:
American Depositary Shares
(e) CUSIP Number:
268311 10 7
Item 3.
Not applicable.
Folio 4 /Folio
PAGEBREAK
ITEM 4. Ownership
The ownership reported herein is stated as of December 31, 2010.
(a) Amount Beneficially Owned:
0 American Depositary Shares (ADSs)
(b) Percent of Class:
0%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 0
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following þ .
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable.
ITEM 8. Identification and Classification of Members of the Group
Not applicable.
ITEM 9. Notice of Dissolution of Group
Not applicable.
ITEM 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Folio 5 /Folio
PAGEBREAK
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 7, 2011
| SIEMENS FRANCE HOLDING — By: | /s/ Francisco Belil | |
|---|---|---|
| Name: | Francisco Belil | |
| Title: | Chief Executive Officer | |
| By: | /s/ Peter Bichara | |
| Name: | Peter Bichara | |
| Title: | Chief Financial Officer | |
| SIEMENS AKTIENGESELLSCHAFT | ||
| By: | /s/ Lothar Wilisch | |
| Name: | Lothar Wilisch | |
| Title: | Senior Manager | |
| By: | /s/ Werner Schick | |
| Name: | Dr. Werner Schick | |
| Title: | Chief Counsel | |
| Corporate/Capital Markets |
Folio 6 /Folio
PAGEBREAK
EXHIBIT INDEX
Exhibit 1. Joint filing agreement between Siemens France Holding and Siemens Aktiengesellschaft.
Folio 7 /Folio
PAGEBREAK
Exhibit 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other of a Statement on Schedule 13G (the Statement) with respect to the American Depositary Shares of EDAP TMS S.A., and further agree that this Joint Filing Agreement be included as an exhibit to such Statement. In evidence whereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of this 7th day of February, 2011.
| SIEMENS FRANCE HOLDING — By: | /s/ Francisco Belil | |
|---|---|---|
| Name: | Francisco Belil | |
| Title: | Chief Executive Officer | |
| By: | /s/ Peter Bichara | |
| Name: | Peter Bichara | |
| Title: | Chief Financial Officer | |
| SIEMENS AKTIENGESELLSCHAFT | ||
| By: | /s/ Lothar Wilisch | |
| Name: | Lothar Wilisch | |
| Title: | Senior Manager | |
| By: | /s/ Werner Schick | |
| Name: | Dr. Werner Schick | |
| Title: | Chief Counsel | |
| Corporate/Capital Markets |
Folio 8 /Folio