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EDAP TMS SA — Regulatory Filings 2012
Mar 28, 2012
34258_ffr_2012-03-28_60be239a-f4b6-4d56-a153-118807230eef.zip
Regulatory Filings
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6-K 1 f6k_032812.htm FORM 6-K f6k_032812.htm Licensed to: NASDAQ Document Created using EDGARizerAgent 5.4.1.0 Copyright 1995 - 2009 Thomson Reuters. All rights reserved.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
March 28, 2012
Commission File Number: 0-29374
EDAP TMS S.A.
Parc Activite La Poudrette Lamartine
4/6 Rue du Dauphine
69120 Vaulx-en-Velin - France
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ x] Form 40-F [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____
Indicate by check mark whether the Registrant, by furnishing theinformation contained in this Form, is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934
Yes [ ] No [x ]
(If “Yes” is marked, indicate below the file number assigned to the Registrant in connection with Rule 12g3-2(b): 82- )
This report on Form 6-K is hereby incorporated by reference in the following registration statement of EDAP TMS S.A. on Form F-3: file number 333-177224.
EXHIBIT LIST
| Exhibit No. | Description |
|---|---|
| Exhibit 1.1 | Letter Agreement between Rodman & Renshaw, LLC and EDAP TMS SA, dated February 17, 2012 |
| Exhibit 1.2 | Amended Letter Agreement between Rodman & Renshaw, LLC and EDAP TMS SA, dated as of March 26, 2012 |
| Exhibit 4.1 | Form of Warrant for Ordinary Shares of EDAP TMS SA expiring March 28, 2017 |
| Exhibit 5.1 | Opinion of Jones Day, French counsel to EDAP TMS SA |
| Exhibit 5.2 | Opinion of Jones Day, U.S. counsel to EDAP TMS SA |
| Exhibit 99.1 | Form of Securities Purchase Agreement |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: March 28, 2012
EDAP TMS S.A.
/s/ MARC OCZACHOWSKI
MARC OCZACHOWSKI
CHIEF EXECUTIVE OFFICER